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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 16 of 81  ·  1,620 positions
# Ticker Company Sector Shares Value ↓ % Port Status
301 LEG LEGGETT & PLATT INC Consumer Cyclical 54,605 $601K SOLD
302 SVM SILVERCORP METALS INC Basic Materials 71,788 $599K SOLD
303 PUT LOUISIANA PAC CORP 7,400 $598K SOLD
304 PB PROSPERITY BANCSHARES INC Financial Services 8,639 $597K SOLD
305 PUT DYNAVAX TECHNOLOGIES CORP 38,500 $592K SOLD
306 OSK OSHKOSH CORP Industrials 4,694 $590K SOLD
307 CALL CSW INDUSTRIALS INC 2,000 $587K SOLD
308 CE CELANESE CORP DEL Basic Materials 13,883 $587K SOLD
309 TRIP TRIPADVISOR INC Consumer Cyclical 39,768 $579K SOLD
310 GFI GOLD FIELDS LTD Basic Materials 13,076 $571K SOLD
311 CALL INSTALLED BLDG PRODS INC 2,200 $571K SOLD
312 CALL INDIVIOR PLC 15,800 $567K SOLD
313 PUT COMMVAULT SYS INC 4,500 $564K SOLD
314 PUT RAYMOND JAMES FINL INC 3,500 $562K SOLD
315 CANOPY GROWTH CORP 487,670 $556K SOLD
316 ARKB ARK 21SHARES BITCOIN ETF Financial Services 19,029 $553K SOLD
317 PUT CHURCHILL CAP CORP X 35,300 $551K SOLD
318 MTZ MASTEC INC Industrials 2,516 $547K SOLD
319 PUT DOVER CORP 2,800 $547K SOLD
320 SCHL SCHOLASTIC CORP Communication Services 18,372 $544K SOLD
Page 16 of 81  ·  1,620 positions
Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%