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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 99 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1961 CALL BRC INC 81,400.0 $63K +59K +265.0% $0.78
1962 CALL RLI CORP 1,100.0 $63K +600.0 +120.0% $57.04
1963 GAMB GAMBLING COM GROUP LIMITED Consumer Cyclical 16,095.0 $62K +15K +961.0% $3.88 -38.0%
1964 PUT RALLIANT CORP 1,500.0 $62K +1K +275.0% $41.59
1965 CALL FORTREA HLDGS INC 6,600.0 $62K +6K +725.0% $9.42
1966 CALL PHREESIA INC 7,400.0 $62K +4K +105.6% $8.38
1967 PUT Q2 HLDGS INC 1,300.0 $61K +900.0 +225.0% $47.30
1968 XXRP LISTED FDS TR 16,011.0 $61K +15K +995.9% $3.84 -9.0%
1969 DJP BARCLAYS BANK PLC Financial Services 1,277.0 $61K +1K +718.6% $48.14 +0.3%
1970 CALL BRT APARTMENTS CORP 4,600.0 $61K +4K +411.1% $13.34
1971 CALL ACACIA RESH CORP 12,700.0 $61K +8K +176.1% $4.81
1972 IYH ISHARES TR 991.0 $61K +560.0 +129.9% $61.64 +1.7%
1973 THEMES ETF TR 22,411.0 $61K +14K +152.2% $2.72
1974 PUT ALX ONCOLOGY HLDGS INC 30,400.0 $61K +30K +10000.0% $2.00
1975 PUT COTY INC 30,300.0 $61K +26K +558.7% $2.01
1976 PLRX PLIANT THERAPEUTICS INC Healthcare 48,054.0 $61K +2K +4.7% $1.26 +0.0%
1977 CALL XENCOR INC 5,000.0 $60K +4K +257.1% $12.06
1978 CALL VOYAGER THERAPEUTICS INC 15,600.0 $60K +12K +280.5% $3.86
1979 PUT ETHAN ALLEN INTERIORS INC 2,700.0 $60K +2K +145.4% $22.26
1980 CALL FTAI INFRASTRUCTURE INC 12,100.0 $60K +10K +450.0% $4.94
Page 99 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%