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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 98 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1941 CALL MEREO BIOPHARMA GROUP PLC 203,100.0 $67K +36K +21.4% $0.33
1942 PUT GLADSTONE INVT CORP 4,700.0 $67K +2K +80.8% $14.20
1943 ALLT ALLOT LTD Technology 9,960.0 $66K +8K +414.2% $6.66 +13.1%
1944 CALL WRAP TECHNOLOGIES INC 42,900.0 $66K +40K +1550.0% $1.54
1945 PUT HUYA INC 20,000.0 $66K +16K +471.4% $3.30
1946 IHS IHS HOLDING LIMITED Communication Services 8,011.0 $66K +624.0 +8.4% $8.23 +1.6%
1947 CALL PLAYTIKA HLDG CORP 23,700.0 $66K +11K +88.1% $2.78
1948 CALL ALLOGENE THERAPEUTICS INC 27,000.0 $66K +24K +771.0% $2.44
1949 PUT EXTRA SPACE STORAGE INC 500.0 $66K +400.0 +400.0% $131.13
1950 PUT SOLID BIOSCIENCES INC 9,100.0 $66K +7K +264.0% $7.20
1951 PUT XEROX HOLDINGS CORP 43,100.0 $65K +29K +201.4% $1.52
1952 DDD 3D SYS CORP DEL Technology 34,739.0 $65K +34K +6381.2% $1.88 +80.6%
1953 REI RING ENERGY INC Energy 42,478.0 $65K +16K +60.8% $1.53 -16.0%
1954 CALL BETA TECHNOLOGIES INC 4,400.0 $65K +900.0 +25.7% $14.70
1955 ADAMM ADAMAS TRUST INC. Financial Services 8,773.0 $65K +7K +510.5% $7.36 +245.7%
1956 PLTG THEMES ETF TR 4,074.0 $64K +4K +9374.4% $15.83 -21.7%
1957 CALL ODYSSEY MARINE EXPL INC 76,800.0 $64K +44K +131.3% $0.83
1958 MAX MEDIAALPHA INC Communication Services 6,846.0 $64K +3K +76.7% $9.30 -7.4%
1959 PUT SELECT MED HLDGS CORP 3,900.0 $64K +200.0 +5.4% $16.29
1960 CALL TRUSTMARK CORP 1,500.0 $63K +100.0 +7.1% $42.14
Page 98 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%