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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 97 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1921 PUT DIMENSIONAL ETF TRUST 2,000.0 $73K +2K +1900.0% $36.56
1922 CALL ACLARIS THERAPEUTICS INC 19,500.0 $73K +18K +1850.0% $3.75
1923 PICK ISHARES INC 1,273.0 $72K +826.0 +184.8% $56.59 +15.7%
1924 CALL EZCORP INC 2,800.0 $71K +800.0 +40.0% $25.38
1925 PUT STAAR SURGICAL CO 3,800.0 $71K +2K +100.0% $18.70
1926 PUT MAMAS CREATIONS INC 4,600.0 $71K +2K +76.9% $15.34
1927 QSI QUANTUM SI INC Healthcare 90,531.0 $70K +10K +12.4% $0.77 +45.4%
1928 PUT AMERICAN CENTY ETF TR 700.0 $70K +200.0 +40.0% $99.86
1929 CALL FIDUS INVT CORP 4,000.0 $70K +600.0 +17.6% $17.42
1930 ODV OSISKO DEVELOPMENT CORP Basic Materials 21,337.0 $69K +6K +41.5% $3.25 -17.1%
1931 CALL CASTLE BIOSCIENCES INC 2,800.0 $69K +2K +366.7% $24.55
1932 PUT AMC NETWORKS INC 10,100.0 $69K +100.0 +1.0% $6.79
1933 PUT BAYTEX ENERGY CORP 15,300.0 $68K +10K +168.4% $4.47
1934 CALL AMERICAN PUB ED INC 1,200.0 $68K +1K +1100.0% $56.88
1935 PUT AMER STATES WTR CO 900.0 $68K +500.0 +125.0% $75.62
1936 PUT ALLOGENE THERAPEUTICS INC 27,800.0 $68K +25K +892.9% $2.44
1937 CALL WESTAMERICA BANCORPORATION 1,300.0 $68K +1K +1200.0% $52.15
1938 HZO MARINEMAX INC Consumer Cyclical 2,502.0 $68K +2K +748.1% $27.06 +28.4%
1939 CALL HEARTLAND EXPRESS INC 6,500.0 $68K +6K +6400.0% $10.40
1940 CALL ANGI INC 9,800.0 $67K +4K +81.5% $6.85
Page 97 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%