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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 93 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1841 HLN HALEON PLC Healthcare 8,922.0 $89K +1K +14.4% $10.01 -6.9%
1842 NFGC NEW FOUND GOLD CORP Basic Materials 46,030.0 $89K +30K +179.7% $1.94 -2.6%
1843 BPOP POPULAR INC Financial Services 665.0 $89K +634.0 +2045.2% $134.17 +12.3%
1844 PUT BIOAGE LABS INC 5,100.0 $89K +4K +292.3% $17.49
1845 PUT TECNOGLASS INC 2,000.0 $89K +500.0 +33.3% $44.55
1846 CALL LANTRONIX INC 17,000.0 $89K +9K +123.7% $5.24
1847 CALL HIGHPEAK ENERGY INC 12,900.0 $89K +13K +10000.0% $6.90
1848 CALL PAYONEER GLOBAL INC 18,400.0 $89K +12K +196.8% $4.83
1849 PUT KENNEDY-WILSON HOLDINGS INC 8,200.0 $89K +6K +382.4% $10.82
1850 PUT EMBECTA CORP 10,000.0 $88K +8K +334.8% $8.84
1851 PUT BTQ TECHNOLOGIES CORP 33,100.0 $88K +15K +78.9% $2.67
1852 CALL ATKORE INC 1,500.0 $88K +1K +1400.0% $58.91
1853 PUT SANGAMO THERAPEUTICS INC 357,500.0 $88K +73K +25.8% $0.25
1854 PUT INSEEGO CORP 7,900.0 $88K +6K +364.7% $11.12
1855 CALL DUOS TECHNOLOGIES GROUP INC 12,800.0 $88K +1K +8.5% $6.86
1856 CALL RYERSON HLDG CORP 3,900.0 $88K +4K +875.0% $22.48
1857 TRU TRANSUNION Industrials 1,264.0 $87K +814.0 +180.9% $69.19 +2.4%
1858 PUT ANGI INC 12,700.0 $87K +11K +876.9% $6.85
1859 CALL GRAY MEDIA INC 20,000.0 $87K +15K +308.2% $4.34
1860 CALL BROOKFIELD INFRASTRUCTURE PA 2,400.0 $87K +700.0 +41.2% $36.12
Page 93 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%