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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 88 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1741 PUT BANK HAWAII CORP 1,600.0 $119K +1K +433.3% $74.25
1742 PUT GROCERY OUTLET HLDG CORP 16,800.0 $118K +4K +36.6% $7.05
1743 NAGE NIAGEN BIOSCIENCE INC Healthcare 26,677.0 $118K +2K +8.2% $4.41 -11.5%
1744 PUT SOLVENTUM CORP 1,800.0 $118K +1K +125.0% $65.30
1745 PUT KRISPY KREME INC 34,600.0 $117K +14K +67.2% $3.39
1746 CALL AUTONATION INC 600.0 $117K +300.0 +100.0% $195.26
1747 CALL PROCURE ETF TRUST II 2,600.0 $117K +2K +271.4% $44.81
1748 CALL HELIOS TECHNOLOGIES INC 1,800.0 $116K +300.0 +20.0% $64.71
1749 CALL NEUMORA THERAPEUTICS INC. 59,700.0 $116K +34K +136.9% $1.95
1750 PUT ODDITY TECH LTD 8,700.0 $116K +4K +93.3% $13.38
1751 CALL TAYSHA GENE THERAPIES INC 26,000.0 $116K +2K +7.4% $4.47
1752 SGDM SPROTT ETF TRUST 1,537.0 $116K +2K +4291.4% $75.49 -4.4%
1753 PUT TRINITY INDS INC 3,600.0 $116K +2K +100.0% $32.18
1754 PUT ABM INDS INC 3,000.0 $116K +2K +130.8% $38.52
1755 AVTR AVANTOR INC Healthcare 14,727.0 $115K +6K +62.0% $7.84 +17.8%
1756 PUT NEOGEN CORP 12,400.0 $115K +2K +24.0% $9.29
1757 CALL FERROGLOBE PLC 27,600.0 $114K +10K +58.6% $4.12
1758 ARBE ARBE ROBOTICS LTD Technology 185,701.0 $113K +182K +4795.9% $0.61 +103.3%
1759 PUT VESTIS CORPORATION 14,200.0 $112K +500.0 +3.6% $7.86
1760 CALL APTERA MOTORS CORP 42,100.0 $112K +42K +10000.0% $2.65
Page 88 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%