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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 87 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1721 ETF OPPORTUNITIES TRUST 7,235.0 $124K +7K +1149.6% $17.16
1722 PUT DINGDONG CAYMAN LTD 48,200.0 $124K +41K +560.3% $2.57
1723 CALL KOPPERS HOLDINGS INC 3,200.0 $124K +3K +3100.0% $38.68
1724 PUT ATKORE INC 2,100.0 $124K +200.0 +10.5% $58.91
1725 CALL ORGANIGRAM GLOBAL INC 92,200.0 $124K +70K +321.0% $1.34
1726 CALL SMITHFIELD FOODS INC 4,400.0 $123K +4K +4300.0% $27.97
1727 JAAA JANUS DETROIT STR TR 2,434.0 $123K +2K +437.3% $50.37 +0.7%
1728 CALL AURA MINERALS INC 1,500.0 $122K +1K +200.0% $81.60
1729 PUT BADGER METER INC 800.0 $122K +700.0 +700.0% $152.35
1730 CALL ACCENDRA HEALTH INC 53,300.0 $122K +44K +443.9% $2.28
1731 PUT YELP INC 4,900.0 $121K +4K +600.0% $24.74
1732 PUT LENZ THERAPEUTICS INC 13,200.0 $121K +6K +80.8% $9.15
1733 PUT FTAI INFRASTRUCTURE INC 24,400.0 $121K +15K +156.8% $4.94
1734 PUT MESOBLAST LTD 7,800.0 $120K +1K +20.0% $15.38
1735 CALL KB FINL GROUP INC 1,200.0 $120K +600.0 +100.0% $99.73
1736 PUT NIOCORP DEVS LTD 26,800.0 $120K +10K +57.6% $4.46
1737 CALL PALOMAR HLDGS INC 1,000.0 $120K +800.0 +400.0% $119.50
1738 UPBOUND GROUP INC 6,609.0 $119K +2K +40.2% $18.05
1739 CALL BLUE BIRD CORP 2,100.0 $119K +2K +320.0% $56.79
1740 PUT F&G ANNUITIES & LIFE INC 4,700.0 $119K +1K +30.6% $25.32
Page 87 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%