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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 86 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1701 PUT ABEONA THERAPEUTICS INC 30,000.0 $134K +27K +809.1% $4.48
1702 PUT TOMPKINS FINL CORP 1,700.0 $134K +2K +1600.0% $78.84
1703 CALL BLACKLINE INC 3,600.0 $133K +1K +56.5% $37.00
1704 CALL AC IMMUNE SA 47,700.0 $131K +17K +56.4% $2.75
1705 COKE COCA COLA CONS INC Consumer Defensive 682.0 $131K +591.0 +649.5% $191.74 -9.1%
1706 CALL BARNES & NOBLE ED INC 14,800.0 $131K +11K +311.1% $8.83
1707 PUT COMMERCE BANCSHARES INC 2,650.0 $130K +1K +111.2% $49.20
1708 ALLO ALLOGENE THERAPEUTICS INC Healthcare 53,282.0 $130K +47K +768.8% $2.44 -8.9%
1709 PUT NOVANTA INC 1,100.0 $130K +1K +1000.0% $118.11
1710 PUT HEXCEL CORP NEW 1,600.0 $129K +900.0 +128.6% $80.93
1711 PUT CEVA INC 6,900.0 $129K +7K +6800.0% $18.68
1712 CALL SLR INVESTMENT CORP 9,000.0 $129K +3K +52.5% $14.31
1713 CALL SURGERY PARTNERS INC 10,800.0 $129K +8K +369.6% $11.92
1714 CALL ARTISAN PARTNERS ASSET MGMT 3,500.0 $127K +3K +483.3% $36.39
1715 AMP AMERIPRISE FINL INC Financial Services 286.0 $127K +229.0 +401.8% $444.40 -1.3%
1716 NEWSMAX INC 24,161.0 $126K +8K +53.9% $5.22
1717 PUT FORMFACTOR INC 1,300.0 $126K +1K +1200.0% $96.99
1718 PUT OUTSET MED INC 32,600.0 $125K +2K +7.6% $3.84
1719 CALL FLOWSERVE CORP 1,700.0 $125K +500.0 +41.7% $73.51
1720 PUT NEXA RES S A 11,800.0 $125K +11K +1866.7% $10.59
Page 86 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%