Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542

13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited

Page 83 of 131 · 2,617 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1641	— CALL	NOVAGOLD RESOURCES INC	—	17,900.0	$161K	—	+14K	+371.1%	$8.98	—
1642	— CALL	TRX GOLD CORPORATION	—	107,100.0	$161K	—	+106K	+6593.8%	$1.50	—
1643	— CALL	SPX TECHNOLOGIES INC	—	800.0	$160K	—	+400.0	+100.0%	$199.94	—
1644	— PUT	MINERALYS THERAPEUTICS INC	—	5,900.0	$160K	—	+2K	+43.9%	$27.09	—
1645	— PUT	TRUPANION INC	—	6,200.0	$159K	—	+4K	+195.2%	$25.61	—
1646	— CALL	INTEGER HLDGS CORP	—	1,800.0	$158K	—	+500.0	+38.5%	$88.00	—
1647	— PUT	AGREE RLTY CORP	—	2,100.0	$158K	—	+400.0	+23.5%	$75.38	—
1648	—	BARCLAYS BANK PLC	—	2,612.0	$158K	—	+491.0	+23.1%	$60.51	—
1649	NBR	NABORS INDUSTRIES LTD	Energy	1,836.0	$158K	—	+2K	+595.5%	$86.06	+8.4%
1650	— PUT	SCRIPPS E W CO OHIO	—	42,200.0	$157K	—	+600.0	+1.4%	$3.72	—
1651	— PUT	FIRST BANCORP INC ME	—	5,600.0	$157K	—	+200.0	+3.7%	$28.03	—
1652	— PUT	MEDIAALPHA INC	—	16,800.0	$156K	—	+12K	+290.7%	$9.30	—
1653	— PUT	COHU INC	—	5,100.0	$156K	—	+300.0	+6.2%	$30.62	—
1654	— PUT	HUDSON PACIFIC PROPERTIES IN	—	26,400.0	$156K	—	+1K	+4.8%	$5.91	—
1655	OII	OCEANEERING INTL INC	Energy	4,394.0	$156K	—	+1K	+35.7%	$35.47	+8.0%
1656	— PUT	INDIE SEMICONDUCTOR INC	—	48,300.0	$156K	—	+20K	+73.7%	$3.22	—
1657	— PUT	UNITED STS GASOLINE FD LP	—	1,500.0	$155K	—	+1K	+1400.0%	$103.34	—
1658	— CALL	KRYSTAL BIOTECH INC	—	600.0	$155K	—	+500.0	+500.0%	$258.32	—
1659	— PUT	IMMUNOCORE HLDGS PLC	—	5,100.0	$154K	—	+5K	+2450.0%	$30.15	—
1660	— PUT	NVENT ELEC PLC	—	1,300.0	$154K	—	+100.0	+8.3%	$118.28	—

Page 83 of 131 · 2,617 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 33.1%

Financial Services 16.1%

Communication Services 11.7%

Consumer Cyclical 11.2%

Healthcare 10.2%

Energy 4.4%

Industrials 4.3%

Basic Materials 4.1%

Consumer Defensive 2.3%

Real Estate 1.3%