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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 82 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1621 CALL TIDAL TRUST II 18,800.0 $170K +16K +571.4% $9.04
1622 CALL ISHARES TR 5,700.0 $170K +4K +307.1% $29.82
1623 PUT WHEELS UP EXPERIENCE INC 329,000.0 $170K +276K +526.7% $0.52
1624 SXC SUNCOKE ENERGY INC Energy 26,033.0 $169K +25K +2253.8% $6.51 +42.1%
1625 CALL SKEENA RES LTD NEW 5,700.0 $169K +5K +714.3% $29.72
1626 PUT CRESUD S A C I F Y A 13,300.0 $169K +4K +41.5% $12.72
1627 PHUN PHUNWARE INC Technology 94,692.0 $168K +95K +10000.0% $1.77 +14.1%
1628 KRNT KORNIT DIGITAL LTD Industrials 11,422.0 $167K +4K +49.8% $14.66 +8.0%
1629 CALL IMMUNIC INC 150,600.0 $167K +24K +19.0% $1.11
1630 PUT UNITED NAT FOODS INC 3,700.0 $167K +400.0 +12.1% $45.06
1631 PUT DAKOTA GOLD CORP 32,900.0 $166K +30K +867.6% $5.05
1632 OLMA OLEMA PHARMACEUTICALS INC Healthcare 11,127.0 $166K +6K +109.1% $14.91 -14.4%
1633 PUT AMYLYX PHARMACEUTICALS INC 11,900.0 $165K +9K +340.7% $13.90
1634 CALL MISSION PRODUCE INC 12,000.0 $165K +10K +566.7% $13.76
1635 TFIN TRIUMPH FINANCIAL INC Financial Services 2,761.0 $165K +1K +81.4% $59.66 +18.3%
1636 YUMC YUM CHINA HLDGS INC Consumer Cyclical 3,325.0 $162K +1K +45.7% $48.78 -11.8%
1637 CALL VINFAST AUTO LTD 42,100.0 $162K +9K +26.4% $3.85
1638 PUT OSHKOSH CORP 1,100.0 $162K +600.0 +120.0% $147.21
1639 PUT SAGIMET BIOSCIENCES INC 30,900.0 $161K +800.0 +2.7% $5.22
1640 PUT VANGUARD BD INDEX FDS 2,300.0 $161K +1K +76.9% $70.05
Page 82 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%