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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 77 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1521 CALL TREVI THERAPEUTICS INC 18,400.0 $220K +18K +2528.6% $11.93
1522 CALL ELLINGTON FINANCIAL INC 18,500.0 $219K +11K +160.6% $11.85
1523 PUT WOODSIDE ENERGY GROUP LTD 9,100.0 $217K +6K +213.8% $23.88
1524 GLPG GALAPAGOS NV Healthcare 7,227.0 $217K +7K +9666.2% $30.00 -5.5%
1525 CALL SAGIMET BIOSCIENCES INC 41,300.0 $216K +11K +37.7% $5.22
1526 PUT THEMES ETF TR 39,800.0 $215K +18K +85.1% $5.40
1527 PUT ALDEYRA THERAPEUTICS INC 127,100.0 $215K +103K +425.2% $1.69
1528 PUT KODIAK SCIENCES INC 5,600.0 $213K +2K +36.6% $38.12
1529 PUT FLYWIRE CORPORATION 18,300.0 $213K +18K +2950.0% $11.64
1530 KINS KINGSTONE COS INC Financial Services 14,591.0 $213K +5K +54.4% $14.57 +2.1%
1531 BRIGHTSTAR LOTTERY PLC 16,497.0 $210K +10K +147.6% $12.74
1532 CALL HIGH TIDE INC 91,700.0 $210K +28K +43.7% $2.29
1533 PUT ARHAUS INC 30,800.0 $209K +28K +893.5% $6.78
1534 PUT EAGLE MATLS INC 1,100.0 $208K +900.0 +450.0% $189.45
1535 PUT LARIMAR THERAPEUTICS INC 46,200.0 $208K +45K +2787.5% $4.50
1536 PUT SITIME CORP 600.0 $207K +400.0 +200.0% $345.35
1537 TIDAL TRUST II 7,858.0 $207K +7K +799.1% $26.34
1538 AIR AAR CORP Industrials 1,885.0 $206K +635.0 +50.8% $109.46 +2.9%
1539 CALL LEXICON PHARMACEUTICALS INC 132,200.0 $206K +47K +55.7% $1.56
1540 CALL APPLE HOSPITALITY REIT INC 17,900.0 $206K +4K +26.9% $11.51
Page 77 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%