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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 74 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1461 CALL LADDER CAP CORP 25,300.0 $247K +21K +450.0% $9.77
1462 CALL GALIANO GOLD INC 98,400.0 $247K +54K +120.6% $2.51
1463 KIM KIMCO REALTY CORP Real Estate 10,991.0 $247K +3K +43.9% $22.47 +7.2%
1464 PUT OXFORD INDS INC 6,400.0 $246K +3K +68.4% $38.51
1465 CALL MACH NATURAL RESOURCES LP 17,600.0 $246K +14K +340.0% $14.00
1466 CALL GRIFOLS S A 30,500.0 $245K +400.0 +1.3% $8.02
1467 CALL KODIAK SCIENCES INC 6,400.0 $244K +4K +178.3% $38.12
1468 CALL UDR INC 7,200.0 $243K +2K +46.9% $33.78
1469 BRKR BRUKER CORP Healthcare 6,729.0 $243K +3K +107.9% $36.12 +63.0%
1470 INTA INTAPP INC Technology 9,434.0 $242K +8K +648.1% $25.69 -10.1%
1471 PUT BITWISE SOLANA STAKING ETF 21,900.0 $242K +21K +3028.6% $11.05
1472 CALL VISIONWAVE HOLDINGS INC 51,000.0 $242K +36K +246.9% $4.74
1473 CALL QUINSTREET INC 20,100.0 $241K +20K +6600.0% $12.01
1474 PUT ALBERTSONS COS INC 14,100.0 $240K +400.0 +2.9% $17.04
1475 CALL KYVERNA THERAPEUTICS INC 27,800.0 $240K +18K +195.7% $8.63
1476 PUT RINGCENTRAL INC 6,400.0 $238K +2K +36.2% $37.19
1477 PROF PROFOUND MED CORP Healthcare 36,718.0 $238K +36K +6050.4% $6.48 +5.1%
1478 PUT WPP PLC NEW 15,300.0 $238K +15K +2450.0% $15.55
1479 CALL UNIVERSAL CORP VA MTNS BK EN 4,500.0 $237K +2K +114.3% $52.70
1480 CALL GLOBAL NET LEASE INC 25,300.0 $237K +23K +912.0% $9.36
Page 74 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%