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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 73 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1441 PUT REPLIGEN CORP 2,200.0 $259K +900.0 +69.2% $117.82
1442 CALL BLOCK H & R INC 8,100.0 $257K +6K +350.0% $31.74
1443 PUT H WORLD GROUP LTD 5,100.0 $256K +5K +2450.0% $50.29
1444 PUT TRON INC 112,800.0 $256K +12K +12.1% $2.27
1445 OLPX OLAPLEX HLDGS INC Consumer Cyclical 125,973.0 $256K +104K +461.4% $2.03 +0.5%
1446 CALL TRIMBLE INC 3,900.0 $254K +3K +550.0% $65.23
1447 PUT CAPITAL SOUTHWEST CORP 11,500.0 $254K +6K +105.4% $22.12
1448 PUT MICROBOT MED INC 105,500.0 $254K +4K +3.4% $2.41
1449 CALL OSISKO DEVELOPMENT CORP 77,800.0 $253K +47K +153.4% $3.25
1450 CALL WEDBUSH SER TR 8,900.0 $252K +3K +61.8% $28.37
1451 PUT HALOZYME THERAPEUTICS INC 3,900.0 $252K +2K +116.7% $64.63
1452 VEA VANGUARD TAX-MANAGED FDS 3,920.0 $251K +3K +522.2% $64.08 +12.0%
1453 PUT SEALSQ CORP 95,700.0 $251K +51K +112.7% $2.62
1454 CGEM CULLINAN THERAPEUTICS INC Healthcare 17,631.0 $251K +4K +33.0% $14.21 +15.7%
1455 CALL NEW FORTRESS ENERGY INC 424,200.0 $250K +127K +42.7% $0.59
1456 ALIT ALIGHT INC Technology 428,995.0 $250K +164K +62.0% $0.58 +61.7%
1457 RS RELIANCE INC Basic Materials 819.0 $249K +337.0 +69.9% $303.92 +25.3%
1458 CALL VIRIDIAN THERAPEUTICS INC 12,700.0 $248K +10K +388.5% $19.56
1459 PUT TRI POINTE HOMES INC 5,300.0 $248K +2K +47.2% $46.73
1460 CALL BROOKDALE SR LIVING INC 18,100.0 $248K +16K +654.2% $13.68
Page 73 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%