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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 72 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1421 ATEN A10 NETWORKS INC Technology 11,717.0 $271K +10K +643.5% $23.12 +30.4%
1422 CALL CPS TECHNOLOGIES CORP 72,400.0 $271K +70K +3710.5% $3.74
1423 CALL WISDOMTREE TR 4,300.0 $270K +2K +87.0% $62.90
1424 CALL ABEONA THERAPEUTICS INC 60,300.0 $270K +57K +1575.0% $4.48
1425 COPJ SPROTT FDS TR 6,916.0 $270K +4K +123.7% $38.97 +14.4%
1426 CALL MSCI INC 500.0 $270K +100.0 +25.0% $539.01
1427 AVO MISSION PRODUCE INC Consumer Defensive 19,580.0 $269K +19K +2456.1% $13.76 -19.0%
1428 PUT ALPHA & OMEGA SEMICONDUCTOR 12,100.0 $268K +200.0 +1.7% $22.16
1429 INVESTMENT MANAGERS SER TR I 7,346.0 $267K +5K +276.3% $36.40
1430 PUT CONSTRUCTION PARTNERS INC 2,400.0 $267K +2K +700.0% $111.12
1431 PUT ESSEX PPTY TR INC 1,100.0 $266K +600.0 +120.0% $242.00
1432 BZUN BAOZUN INC Consumer Cyclical 110,879.0 $265K +107K +2845.8% $2.39 +8.4%
1433 EQH EQUITABLE HLDGS INC Financial Services 7,138.0 $265K +7K +4333.5% $37.11 +11.4%
1434 PUT DRAGANFLY INC. 53,200.0 $261K +2K +3.5% $4.91
1435 PUT ERASCA INC 16,100.0 $260K +11K +215.7% $16.18
1436 CALL LARGO INC 232,100.0 $260K +140K +151.5% $1.12
1437 RXT RACKSPACE TECHNOLOGY INC Technology 265,216.0 $260K +261K +6910.7% $0.98 +427.7%
1438 PUT VIR BIOTECHNOLOGY INC 29,000.0 $260K +28K +2130.8% $8.96
1439 PUT PALLADYNE AI CORP 42,800.0 $260K +37K +678.2% $6.07
1440 IWC ISHARES TR 1,625.0 $259K +392.0 +31.8% $159.61 +19.7%
Page 72 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%