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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 71 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1401 PUT TECTONIC THERAPEUTIC INC 9,100.0 $281K +3K +40.0% $30.91
1402 CALL DNOW INC 23,600.0 $281K +19K +461.9% $11.91
1403 LABD DIREXION SHARES ETF TRUST 17,221.0 $281K +15K +656.6% $16.30 -21.7%
1404 CALL ANNOVIS BIO INC 125,800.0 $281K +2K +1.4% $2.23
1405 BDN BRANDYWINE RLTY TR Real Estate 103,379.0 $280K +18K +21.1% $2.71 +14.4%
1406 PUT JACOBS SOLUTIONS INC 2,200.0 $280K +600.0 +37.5% $127.28
1407 CALL MINERALYS THERAPEUTICS INC 10,300.0 $279K +10K +1960.0% $27.09
1408 SLG SL GREEN RLTY CORP Real Estate 7,551.0 $279K +7K +6891.7% $36.94 +22.9%
1409 CALL GLOBE LIFE INC 2,000.0 $278K +1K +122.2% $139.17
1410 CALL OUTDOOR HOLDING CO 138,200.0 $278K +47K +51.5% $2.01
1411 FDP FRESH DEL MONTE PRODUCE INC Consumer Defensive 6,889.0 $277K +7K +3905.2% $40.26 -20.2%
1412 CALL FLOWERS FOODS INC 33,900.0 $276K +19K +124.5% $8.15
1413 CALL MFA FINL INC 28,800.0 $276K +13K +87.0% $9.58
1414 PUT NEUMORA THERAPEUTICS INC. 141,100.0 $275K +141K +10000.0% $1.95
1415 CALL BICARA THERAPEUTICS INC 13,800.0 $274K +14K +4500.0% $19.89
1416 PUT LENDINGTREE INC 6,400.0 $274K +6K +2033.3% $42.88
1417 AROC ARCHROCK INC Energy 7,877.0 $274K +4K +96.7% $34.80 -3.8%
1418 CALL STRATA CRITICAL MEDICAL INC 65,400.0 $273K +44K +209.9% $4.18
1419 DTCR GLOBAL X FDS 11,318.0 $271K +9K +301.8% $23.96 +31.8%
1420 PUT OCUGEN INC 149,700.0 $271K +129K +623.2% $1.81
Page 71 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%