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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 7 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 CALL BHP BILLITON LIMITED 262,600.0 $19.1M 0.01% +93K +55.2% $72.74
122 CALL VOLATILITY SHS TR 1,264,000.0 $19.0M 0.01% +32K +2.6% $15.05
123 DOW DOW HLDGS INC Basic Materials 459,257.0 $19.0M 0.01% +162K +54.5% $41.39 -13.0%
124 XLB SELECT SECTOR SPDR TR 369,219.0 $18.4M 0.01% +259K +233.7% $49.97 +0.6%
125 PUT CIPHER DIGITAL INC 1,414,300.0 $18.2M 0.01% +156K +12.3% $12.87
126 CALL COUPANG INC 958,000.0 $18.1M 0.01% +28K +3.0% $18.88
127 CALL ALCOA CORP 271,800.0 $18.0M 0.01% +38K +16.2% $66.33
128 CALL NOKIA CORP 2,219,200.0 $17.8M 0.01% +636K +40.2% $8.04
129 PUT PLANET LABS PBC 629,100.0 $17.6M 0.01% +411K +188.8% $27.95
130 XLF SELECT SECTOR SPDR TR 355,726.0 $17.6M 0.01% +318K +834.2% $49.37 +5.2%
131 CALL WASTE MGMT INC DEL 75,100.0 $17.3M 0.01% +47K +170.1% $229.79
132 CALL WORKDAY INC 132,500.0 $17.2M 0.01% +78K +144.5% $129.92
133 CALL BLACKROCK INC 17,800.0 $17.1M 0.01% +600.0 +3.5% $961.71
134 CALL TEUCRIUM COMMODITY TR 811,400.0 $17.1M 0.01% +382K +89.0% $21.10
135 PUT UNION PAC CORP 69,500.0 $16.9M 0.01% +900.0 +1.3% $242.62
136 CALL DUOLINGO INC 169,900.0 $16.7M 0.01% +2K +1.2% $98.57
137 CALL CF INDUSTRIES HOLD 126,400.0 $16.4M 0.01% +69K +121.8% $129.84
138 PUT DUOLINGO INC 166,000.0 $16.4M 0.01% +132K +388.2% $98.57
139 CALL ISHARES INC 218,500.0 $16.3M 0.01% +153K +233.1% $74.54
140 PUT CF INDUSTRIES HOLD 125,200.0 $16.3M 0.01% +60K +92.6% $129.84
Page 7 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%