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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 67 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1321 CALL ALPHA TAU MEDICAL LTD 48,600.0 $344K +48K +4318.2% $7.07
1322 CALL DRIVEN BRANDS HLDGS INC 27,000.0 $340K +24K +938.5% $12.61
1323 CALL MANNKIND CORP 138,900.0 $340K +24K +21.2% $2.45
1324 IEMG ISHARES INC 4,840.0 $338K +3K +175.5% $69.75 +19.6%
1325 CALL SYNAPTICS INC 4,800.0 $336K +4K +433.3% $70.04
1326 KVYO KLAVIYO INC Technology 17,209.0 $335K +17K +2438.2% $19.46 -18.6%
1327 MSCI MSCI INC Financial Services 620.0 $334K +319.0 +106.0% $539.01 +17.1%
1328 UTES ETFIS SER TR I 4,177.0 $334K +4K +1947.5% $79.90 +0.8%
1329 PUT NAVAN INC 25,200.0 $334K +24K +1838.5% $13.24
1330 PUT COGNEX CORP 6,800.0 $333K +2K +36.0% $48.99
1331 CALL GRAPHIC PACKAGING HLDG CO 33,500.0 $333K +25K +276.4% $9.94
1332 CALL CIRRUS LOGIC INC 2,300.0 $333K +2K +187.5% $144.62
1333 LSCC LATTICE SEMICONDUCTOR CORP Technology 3,571.0 $331K +4K +7339.6% $92.76 +58.6%
1334 CALL CRYOPORT INC 40,000.0 $331K +14K +55.6% $8.28
1335 PUT MERCHANTS BANCORP IND 7,700.0 $330K +6K +250.0% $42.91
1336 FF FUTUREFUEL CORP Basic Materials 85,284.0 $328K +79K +1370.4% $3.85 +7.5%
1337 PUT SERITAGE GROWTH PPTYS 116,500.0 $327K +116K +10000.0% $2.81
1338 PUT OGE ENERGY CORP 6,800.0 $326K +2K +33.3% $47.96
1339 ALC ALCON AG Healthcare 4,308.0 $325K +598.0 +16.1% $75.35 -12.0%
1340 PUT LGI HOMES INC 8,200.0 $324K +6K +241.7% $39.53
Page 67 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%