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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 64 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1261 BUR BURFORD CAPITAL LIMITED Financial Services 92,116.0 $416K +7K +7.7% $4.52 +2.7%
1262 MTG MGIC INVT CORP WIS Financial Services 15,833.0 $416K +8K +107.0% $26.25 -3.9%
1263 CALL CELLEBRITE DI LTD 30,100.0 $415K +30K +7425.0% $13.78
1264 JETS ETF SER SOLUTIONS 16,799.0 $414K +3K +22.0% $24.63 +19.0%
1265 OVV OVINTIV INC Energy 6,948.0 $412K +4K +102.5% $59.36 -5.6%
1266 PUT GENESIS ENERGY L P 23,000.0 $410K +8K +52.3% $17.83
1267 CALL COHU INC 13,300.0 $407K +11K +454.2% $30.62
1268 PUT WEATHERFORD INTL PLC 4,300.0 $407K +2K +115.0% $94.58
1269 PUT MANNKIND CORP 165,800.0 $406K +33K +24.7% $2.45
1270 CALL CVR PARTNERS LP/CVR NITROGEN 3,200.0 $405K +900.0 +39.1% $126.67
1271 PUT PAR TECHNOLOGY CORP 30,400.0 $405K +29K +2940.0% $13.33
1272 CALL INGRAM MICRO HLDG CORP 17,300.0 $403K +17K +3360.0% $23.31
1273 CALL ARCH CAP GROUP LTD 4,200.0 $403K +3K +425.0% $95.99
1274 PUT SCHOLASTIC CORP 10,300.0 $402K +6K +114.6% $39.06
1275 CALL ALLIANT ENERGY CORP 5,600.0 $402K +2K +64.7% $71.76
1276 PUT AMERIPRISE FINL INC 900.0 $400K +700.0 +350.0% $444.40
1277 CALL MONTE ROSA THERAPEUTICS INC 24,300.0 $400K +23K +1769.2% $16.45
1278 MDT MEDTRONIC PLC Healthcare 4,575.0 $396K +4K +525.9% $86.65 -14.8%
1279 CALL KEROS THERAPEUTICS INC 35,800.0 $395K +24K +193.4% $11.04
1280 PUT UNIVERSAL CORP VA MTNS BK EN 7,400.0 $390K +7K +825.0% $52.70
Page 64 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%