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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 61 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1201 PUT ASCENDIS PHARMA A/S 2,100.0 $480K +1K +133.3% $228.73
1202 SNEX STONEX GROUP INC Financial Services 5,929.0 $478K +4K +262.2% $80.65 +40.5%
1203 CALL MAIN STR CAP CORP 9,000.0 $477K +6K +181.2% $52.96
1204 CALL VERASTEM INC 89,900.0 $476K +79K +709.9% $5.30
1205 FAZ DIREXION SHARES ETF TRUST 9,383.0 $476K +2K +22.8% $50.74 -11.4%
1206 CALL WABTEC 1,900.0 $475K +600.0 +46.1% $249.91
1207 CALL EXPRO GROUP HOLDINGS NV 27,200.0 $474K +26K +2620.0% $17.41
1208 CALL UPEXI INC 479,400.0 $472K +243K +102.5% $0.99
1209 CALL KODIAK GAS SVCS INC 8,100.0 $472K +4K +102.5% $58.32
1210 PUT BROOKFIELD CORP 11,600.0 $469K +2K +27.5% $40.47
1211 PUT PILGRIMS PRIDE CORP 12,400.0 $468K +10K +396.0% $37.76
1212 PUT AVISTA CORP 11,600.0 $466K +2K +16.0% $40.14
1213 CALL ATMOS ENERGY CORP 2,500.0 $462K +2K +525.0% $184.72
1214 VIXM PROSHARES TR II Financial Services 26,917.0 $462K +11K +70.0% $17.15 -10.4%
1215 CALL VANGUARD TAX-MANAGED FDS 7,200.0 $461K +900.0 +14.3% $64.08
1216 VET VERMILION ENERGY INC Energy 33,422.0 $461K +31K +1391.4% $13.78 -19.2%
1217 DAC DANAOS CORPORATION Industrials 4,085.0 $460K +1K +35.7% $112.64 +11.2%
1218 CALL RB GLOBAL INC 4,800.0 $460K +5K +2300.0% $95.85
1219 UFPT UFP TECHNOLOGIES INC Healthcare 2,376.0 $460K +2K +2401.1% $193.60 +13.7%
1220 CALL VARONIS SYS INC 21,400.0 $459K +6K +42.7% $21.47
Page 61 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%