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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 60 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1181 PUT CALAMOS ETF TR 20,000.0 $503K +19K +2757.1% $25.14
1182 PUT KLAVIYO INC 25,800.0 $502K +10K +58.3% $19.46
1183 ICICI BANK LIMITED 19,325.0 $501K +14K +243.6% $25.90
1184 CALL ASSERTIO HOLDINGS INC 26,200.0 $499K +3K +12.4% $19.06
1185 CALL LIONSGATE STUDIOS CORP 51,700.0 $496K +7K +14.6% $9.59
1186 ATLX ATLAS LITHIUM CORP Basic Materials 113,766.0 $495K +66K +140.0% $4.35 -3.0%
1187 VTR VENTAS INC Real Estate 6,049.0 $495K +4K +219.2% $81.78 +3.2%
1188 CALL GENWORTH FINL INC 60,900.0 $495K +29K +92.7% $8.12
1189 PUT RAYONIER INC 23,900.0 $493K +16K +202.5% $20.62
1190 VDE VANGUARD WORLD FD 2,840.0 $491K +3K +10000.0% $173.04 -8.1%
1191 CALL HYSTER-YALE INC 15,100.0 $491K +11K +268.3% $32.51
1192 PUT NETGEAR INC 22,400.0 $489K +22K +10000.0% $21.84
1193 CALL ARHAUS INC 71,900.0 $487K +44K +154.1% $6.78
1194 PUT GXO LOGISTICS INCORPORATED 9,400.0 $487K +3K +46.9% $51.85
1195 NAVN NAVAN INC Technology 36,796.0 $487K +12K +49.1% $13.24 +61.4%
1196 FMS FRESENIUS MEDICAL CARE AG Healthcare 21,521.0 $486K +3K +19.3% $22.56 -4.4%
1197 PUT HELEN OF TROY LTD 33,500.0 $483K +16K +89.3% $14.42
1198 CALL ELICIO THERAPEUTICS INC 45,100.0 $482K +44K +3121.4% $10.69
1199 PUT ETON PHARMACEUTICALS INC 19,500.0 $481K +19K +9650.0% $24.68
1200 CALL ADEIA INC 20,000.0 $481K +18K +1233.3% $24.03
Page 60 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%