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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 59 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1161 CALL KYNDRYL HLDGS INC 39,700.0 $521K +3K +7.0% $13.12
1162 CALL PTC THERAPEUTICS INC 7,600.0 $518K +6K +347.1% $68.13
1163 CALL TREX INC 14,200.0 $517K +12K +491.7% $36.42
1164 PUT RELX PLC 15,600.0 $517K +15K +3800.0% $33.15
1165 PPH VANECK ETF TRUST 4,973.0 $517K +3K +101.9% $103.88 +0.8%
1166 PUT ALIGNMENT HEALTHCARE INC 29,200.0 $515K +29K +4766.7% $17.62
1167 PUT SATELLOGIC INC 94,500.0 $514K +68K +259.3% $5.44
1168 CALL APOGEE THERAPEUTICS INC 6,100.0 $513K +2K +32.6% $84.17
1169 CALL LEIDOS HOLDINGS INC 3,300.0 $513K +900.0 +37.5% $155.52
1170 PUT NLIGHT INC 9,000.0 $513K +9K +4400.0% $57.02
1171 CALL GPGI INC 29,900.0 $511K +20K +196.0% $17.10
1172 CALL CARETRUST REIT INC 13,900.0 $509K +5K +58.0% $36.65
1173 PUT OTIS WORLDWIDE CORP 6,600.0 $509K +2K +61.0% $77.08
1174 CALL GOODRX HLDGS INC 259,300.0 $508K +74K +40.3% $1.96
1175 CALL ALPHA & OMEGA SEMICONDUCTOR 22,900.0 $507K +22K +1808.3% $22.16
1176 CALL CYTOMX THERAPEUTICS INC. 107,800.0 $507K +9K +8.9% $4.70
1177 CALL OPPFI INC 65,600.0 $506K +7K +12.3% $7.71
1178 PUT MICROVAST HOLDINGS INC 336,200.0 $504K +153K +83.4% $1.50
1179 PUT VAALCO ENERGY INC 79,500.0 $504K +73K +1052.2% $6.34
1180 PUT PRAIRIE OPER CO 248,100.0 $504K +248K +10000.0% $2.03
Page 59 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%