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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 56 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1101 CALL INNVENTURE INC 157,100.0 $614K +157K +10000.0% $3.91
1102 QID PROSHARES TR 26,896.0 $609K +4K +15.2% $22.66 -38.8%
1103 CALL CVR ENERGY INC 18,100.0 $609K +17K +1545.5% $33.65
1104 PUT WESTLAKE CORPORATION 5,200.0 $607K +2K +44.4% $116.82
1105 VIXY PROSHARES TR II Financial Services 17,683.0 $607K +17K +6353.6% $34.35 -32.2%
1106 PUT XENON PHARMACEUTICALS INC 10,400.0 $605K +10K +3366.7% $58.15
1107 PUT SILICON LABORATORIES INC 2,900.0 $604K +2K +222.2% $208.15
1108 CALL SOUTH BOW CORP 18,100.0 $603K +11K +141.3% $33.32
1109 PUT VANGUARD SPECIALIZED FUNDS 2,800.0 $602K +400.0 +16.7% $215.06
1110 PUT AAR CORP 5,500.0 $602K +4K +189.5% $109.46
1111 CALL BLAIZE HLDGS INC 330,700.0 $602K +168K +103.8% $1.82
1112 NGG NATIONAL GRID PLC Utilities 7,103.0 $601K +2K +39.7% $84.60 -3.6%
1113 WPP WPP PLC NEW Communication Services 38,530.0 $599K +35K +937.1% $15.55 +19.6%
1114 CALL BELLRING BRANDS INC 37,200.0 $599K +1K +3.9% $16.09
1115 PUT HERC HLDGS INC 6,000.0 $597K +1K +20.0% $99.55
1116 PUT TRINITY CAP INC 40,600.0 $597K +11K +38.1% $14.71
1117 CALL EVERCORE INC 2,000.0 $597K +1K +150.0% $298.51
1118 UCO PROSHARES TR II Financial Services 15,159.0 $596K +5K +46.0% $39.30 +10.7%
1119 CALL DISC MEDICINE INC 9,300.0 $595K +9K +4550.0% $63.94
1120 QTUM ETF SER SOLUTIONS 5,521.0 $592K +875.0 +18.8% $107.30 +48.9%
Page 56 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%