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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 51 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1001 KOD KODIAK SCIENCES INC Healthcare 19,755.0 $753K 0.00% +14K +222.1% $38.12 -3.7%
1002 PUT GALAPAGOS NV 25,100.0 $753K 0.00% +24K +4083.3% $30.00
1003 POR PORTLAND GEN ELEC CO Utilities 14,245.0 $752K 0.00% +9K +182.6% $52.77 -5.0%
1004 CALL 10X GENOMICS INC 35,400.0 $752K 0.00% +25K +250.5% $21.23
1005 PUT BLACK HILLS CORP 10,800.0 $750K 0.00% +9K +535.3% $69.41
1006 CALL ZTO EXPRESS CAYMAN INC 29,700.0 $748K 0.00% +2K +6.8% $25.17
1007 CALL SATELLOGIC INC 137,100.0 $746K 0.00% +79K +136.0% $5.44
1008 CALL BURFORD CAPITAL LIMITED 165,000.0 $746K 0.00% +64K +62.7% $4.52
1009 NAVI NAVIENT CORPORATION Financial Services 91,032.0 $745K +91K +10000.0% $8.18 +4.6%
1010 CALL RENTOKIL INITIAL PLC 23,600.0 $743K +22K +1288.2% $31.48
1011 CALL AVALO THERAPEUTICS INC 49,700.0 $742K +32K +174.6% $14.93
1012 CALL OPERA LTD 52,000.0 $742K +12K +30.0% $14.26
1013 PUT PORTLAND GEN ELEC CO 14,000.0 $739K +8K +115.4% $52.77
1014 CALL ONE STOP SYS INC 97,000.0 $734K +85K +701.6% $7.57
1015 PUT GLOBAL E ONLINE LTD 23,800.0 $734K +13K +116.4% $30.85
1016 CALL VERRA MOBILITY CORP 51,200.0 $732K +50K +4166.7% $14.29
1017 PUT ALUMIS INC 33,000.0 $727K +27K +450.0% $22.03
1018 EME EMCOR GROUP INC Industrials 984.0 $726K +400.0 +68.5% $738.31 +12.0%
1019 CALL LENDINGTREE INC 16,900.0 $725K +14K +503.6% $42.88
1020 DECK DECKERS OUTDOOR CORP Consumer Cyclical 7,199.0 $721K +5K +201.3% $100.09 +13.7%
Page 51 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%