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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 5 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 GOOG ALPHABET INC Communication Services 145,393.0 $41.7M 0.03% +97K +199.7% $286.86 +32.3%
82 PUT ECHOSTAR CORP 353,400.0 $41.4M 0.03% +57K +19.3% $117.07
83 PUT SERVICENOW INC 391,000.0 $40.9M 0.03% +53K +15.7% $104.55
84 CALL AMERICAN AIRLINES GROUP INC 3,763,800.0 $40.4M 0.03% +1.4M +57.3% $10.74
85 CALL CLOUDFLARE INC 193,500.0 $39.9M 0.03% +45K +30.6% $206.34
86 PUT CORNING INC 290,300.0 $39.5M 0.03% +37K +14.7% $135.97
87 CALL AMPLIFY ETF TR 1,312,800.0 $39.0M 0.03% +975K +288.8% $29.69
88 LITE LUMENTUM HLDGS INC Technology 52,807.0 $37.1M 0.03% +35K +198.0% $702.76 +34.7%
89 SMH VANECK ETF TRUST 93,701.0 $35.9M 0.02% +16K +20.7% $383.40 +50.3%
90 CALL NU HLDGS LTD 2,400,800.0 $34.5M 0.02% +283K +13.4% $14.37
91 PUT MARATHON PETE CORP 139,100.0 $34.0M 0.02% +96K +219.0% $244.18
92 PLTR PALANTIR TECHNOLOGIES INC Technology 231,292.0 $33.8M 0.02% +40K +20.9% $146.28 -6.4%
93 PUT FAIR ISAAC CORP 31,300.0 $33.4M 0.02% +22K +226.0% $1067.54
94 PUT DOW HLDGS INC 797,600.0 $33.0M 0.02% +36K +4.8% $41.40
95 PUT 3M CO 226,800.0 $32.9M 0.02% +8K +3.4% $145.23
96 PUT LOCKHEED MARTIN CORP 52,400.0 $31.7M 0.02% +7K +14.7% $604.39
97 CALL CHENIERE ENERGY INC 107,000.0 $30.4M 0.02% +79K +278.1% $283.76
98 CALL GRANITESHARES ETF TR 752,100.0 $30.0M 0.02% +77K +11.4% $39.85
99 PUT CLOUDFLARE INC 144,100.0 $29.7M 0.02% +25K +21.4% $206.34
100 SLB SLB LIMITED Energy 547,131.0 $28.1M 0.02% +68K +14.2% $51.39 +11.5%
Page 5 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%