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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 48 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
941 KNOP KNOT OFFSHORE PARTNERS LP Industrials 86,342.0 $870K 0.00% +609.0 +0.7% $10.08 +9.1%
942 PUT ICICI BANK LIMITED 33,500.0 $868K 0.00% +24K +252.6% $25.90
943 CALL FULL TRUCK ALLIANCE CO LTD 104,500.0 $867K 0.00% +100K +2448.8% $8.30
944 PUT PAYLOCITY HLDG CORP 8,000.0 $864K 0.00% +6K +400.0% $108.04
945 PUT IMPERIAL OIL LTD 6,600.0 $863K 0.00% +5K +230.0% $130.82
946 CALL SCHOLASTIC CORP 22,100.0 $863K 0.00% +22K +10000.0% $39.06
947 PUT RYDER SYS INC 4,200.0 $860K 0.00% +4K +4100.0% $204.71
948 CALL MILLROSE PPTYS INC 30,700.0 $860K 0.00% +26K +614.0% $28.00
949 BROWN FORMAN CORP 32,502.0 $859K 0.00% +25K +356.8% $26.44
950 PUT FOX CORP 14,700.0 $857K 0.00% +2K +16.7% $58.33
951 PUT AMERICOLD REALTY TRUST INC 74,700.0 $856K 0.00% +45K +153.2% $11.46
952 PUT ADMA BIOLOGICS INC 95,000.0 $856K 0.00% +17K +21.2% $9.01
953 VLYPN VALLEY NATL BANCORP Financial Services 69,669.0 $856K 0.00% +44K +175.1% $12.28 +113.4%
954 HNRG HALLADOR ENERGY COMPANY Energy 52,528.0 $855K 0.00% +21K +66.1% $16.28 +18.3%
955 PUT BICYCLE THERAPEUTICS PLC 184,000.0 $854K 0.00% +173K +1572.7% $4.64
956 SVIX VS TRUST Financial Services 54,277.0 $853K 0.00% +13K +32.7% $15.71 +42.7%
957 CALL ODDITY TECH LTD 63,400.0 $848K 0.00% +53K +521.6% $13.38
958 CALL RAPID7 INC 153,600.0 $846K 0.00% +72K +89.2% $5.51
959 CALL LARIMAR THERAPEUTICS INC 186,900.0 $841K 0.00% +175K +1511.2% $4.50
960 CALL SANA BIOTECHNOLOGY INC 290,700.0 $837K 0.00% +142K +96.2% $2.88
Page 48 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%