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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 47 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 LPTH LIGHTPATH TECHNOLOGIES INC Technology 90,437.0 $907K 0.00% +55K +154.9% $10.03 +69.3%
922 PUT AMERICAN RES CORP 374,800.0 $907K 0.00% +304K +433.1% $2.42
923 PUT EQUITABLE HLDGS INC 24,400.0 $905K 0.00% +24K +8033.3% $37.11
924 PUT ONTO INNOVATION INC 4,400.0 $902K 0.00% +4K +1366.7% $205.07
925 CALL QIAGEN NV 22,400.0 $897K 0.00% +21K +1393.3% $40.04
926 BSM BLACK STONE MINERALS L P Energy 59,237.0 $896K 0.00% +31K +111.0% $15.12 -10.3%
927 CALL UNUSUAL MACHS INC 72,200.0 $895K 0.00% +10K +15.7% $12.40
928 CALL IMAX CORP 23,500.0 $893K 0.00% +16K +231.0% $38.01
929 CALL SUNOCO LP/SUNOCO FIN CORP 13,700.0 $890K 0.00% +8K +132.2% $64.97
930 PUT KINSALE CAP GROUP INC 2,600.0 $888K 0.00% +2K +1200.0% $341.66
931 CALL DIODES INC 13,000.0 $887K 0.00% +10K +364.3% $68.26
932 CALL TKO GROUP HOLDINGS INC 4,400.0 $887K 0.00% +2K +57.1% $201.65
933 CALL VANDA PHARMACEUTICALS INC 128,300.0 $887K 0.00% +66K +106.6% $6.91
934 CALL HEALTHPEAK PROPERTIES INC 53,800.0 $884K 0.00% +41K +313.9% $16.43
935 AGRO ADECOAGRO S A Consumer Defensive 58,681.0 $881K 0.00% +7K +12.6% $15.02 -19.2%
936 PUT UNIFIRST CORP MASS 3,500.0 $881K 0.00% +3K +3400.0% $251.59
937 CALL NORTHERN OIL & GAS INC 30,100.0 $880K 0.00% +9K +42.6% $29.23
938 CALL KINGSOFT CLOUD HLDGS LTD 65,800.0 $879K 0.00% +28K +71.8% $13.36
939 CALL CORTEVA INC 10,500.0 $879K 0.00% +5K +105.9% $83.71
940 PUT KARYOPHARM THERAPEUTICS INC 156,900.0 $874K 0.00% +25K +19.0% $5.57
Page 47 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%