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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 46 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 SG SWEETGREEN INC Consumer Cyclical 181,916.0 $944K 0.00% +82K +81.6% $5.19 +92.0%
902 BWA BORGWARNER INC Consumer Cyclical 17,384.0 $943K 0.00% +17K +2423.1% $54.26 +32.4%
903 SHLD GLOBAL X FDS 13,308.0 $943K 0.00% +8K +148.1% $70.84 -4.7%
904 PUT HUDBAY MINERALS INC 45,100.0 $943K 0.00% +30K +196.7% $20.90
905 NBIX NEUROCRINE BIOSCIENCES INC Healthcare 7,144.0 $941K 0.00% +1K +22.4% $131.74 +20.2%
906 PRGO PERRIGO CO PLC Healthcare 87,608.0 $941K 0.00% +62K +239.4% $10.74 +3.0%
907 CALL ENERSYS 5,400.0 $938K 0.00% +5K +980.0% $173.72
908 KALU KAISER ALUMINIUM CORPORATION Basic Materials 7,768.0 $936K 0.00% +248.0 +3.3% $120.51 +51.1%
909 PUT WOODWARD INC 2,600.0 $931K 0.00% +2K +550.0% $357.92
910 CALL STRUCTURE THERAPEUTICS INC 19,300.0 $930K 0.00% +6K +50.8% $48.20
911 PMT PENNYMAC MTG INVT TR Real Estate 79,747.0 $930K 0.00% +56K +230.3% $11.66 -10.3%
912 CALL SASOL LTD 71,700.0 $929K 0.00% +69K +2290.0% $12.96
913 TREX TREX INC Industrials 25,372.0 $924K 0.00% +5K +21.7% $36.42 +13.7%
914 PUT ISHARES TR 9,700.0 $924K 0.00% +8K +410.5% $95.25
915 ASC ARDMORE SHIPPING CORP Industrials 60,581.0 $924K 0.00% +50K +450.9% $15.25 +5.5%
916 CALL RICHTECH ROBOTICS INC 441,100.0 $922K 0.00% +29K +7.1% $2.09
917 CALL PROGRESS SOFTWARE CORP 35,900.0 $921K 0.00% +4K +12.2% $25.65
918 CALL ATLANTA BRAVES HLDGS INC 20,200.0 $920K 0.00% +6K +46.4% $45.54
919 TROX TRONOX HOLDINGS PLC Basic Materials 93,642.0 $915K 0.00% +61K +189.5% $9.77 -18.5%
920 PUT VILLAGE FARMS INTL INC 320,600.0 $911K 0.00% +283K +761.8% $2.84
Page 46 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%