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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 43 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 PUT AMER SPORTS INC 32,800.0 $1.1M 0.00% +4K +15.1% $32.92
842 PUT INTERNATIONAL SEAWAYS INC 14,800.0 $1.1M 0.00% +14K +1133.3% $72.88
843 PUT BURFORD CAPITAL LIMITED 238,200.0 $1.1M 0.00% +62K +35.0% $4.52
844 PUT FS KKR CAP CORP 105,700.0 $1.1M 0.00% +42K +64.9% $10.18
845 COMSTOCK INC 349,326.0 $1.1M 0.00% +336K +2584.4% $3.05
846 CALL ENCOMPASS HEALTH CORP 11,000.0 $1.1M 0.00% +11K +5400.0% $96.73
847 CALL MITEK SYS INC 78,700.0 $1.1M 0.00% +77K +5146.7% $13.50
848 CALL WISDOMTREE TR 9,700.0 $1.1M 0.00% +9K +1285.7% $109.44
849 CALL PRIME MEDICINE INC 304,000.0 $1.1M 0.00% +135K +79.6% $3.48
850 PUT REVOLVE GROUP INC 46,600.0 $1.1M 0.00% +43K +1126.3% $22.61
851 SSL SASOL LTD Basic Materials 81,063.0 $1.1M 0.00% +70K +614.1% $12.96 -2.5%
852 AZZ AZZ INC Industrials 8,388.0 $1.0M 0.00% +8K +7813.2% $125.13 +12.0%
853 ARDX ARDELYX INC Healthcare 174,861.0 $1.0M 0.00% +23K +15.1% $5.99 +4.3%
854 PUT QFIN HOLDINGS INC 81,000.0 $1.0M 0.00% +61K +313.3% $12.91
855 PUT TORM PLC 37,400.0 $1.0M 0.00% +5K +16.5% $27.90
856 CALL VERISIGN INC 4,200.0 $1.0M 0.00% +800.0 +23.5% $248.36
857 CALL NATIONAL GRID PLC 12,300.0 $1.0M 0.00% +11K +720.0% $84.60
858 SUPV GRUPO SUPERVIELLE S.A. Financial Services 110,198.0 $1.0M 0.00% +40K +57.8% $9.43 -1.5%
859 CALL HDFC BANK LTD 41,700.0 $1.0M 0.00% +33K +363.3% $24.88
860 PUT TECHNIPFMC PLC 15,000.0 $1.0M 0.00% +10K +188.5% $69.13
Page 43 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%