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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 41 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 PUT KIMCO REALTY CORP 52,100.0 $1.2M 0.00% +28K +118.9% $22.47
802 LPL LG DISPLAY CO LTD Technology 301,696.0 $1.2M 0.00% +299K +10000.0% $3.88 +29.5%
803 CALL DTE ENERGY CO 8,000.0 $1.2M 0.00% +1K +21.2% $146.22
804 CTMX CYTOMX THERAPEUTICS INC. Healthcare 248,438.0 $1.2M 0.00% +224K +933.0% $4.70 -21.1%
805 PUT REMITLY GLOBAL INC 74,500.0 $1.2M 0.00% +16K +28.0% $15.67
806 CALL SEZZLE INC 18,400.0 $1.2M 0.00% +4K +26.0% $63.29
807 CALL TENARIS S A 20,000.0 $1.2M 0.00% +3K +18.3% $58.18
808 PUT MATADOR RES CO 18,400.0 $1.2M 0.00% +9K +91.7% $63.18
809 PUT METHANEX CORP 19,500.0 $1.2M 0.00% +17K +712.5% $59.54
810 PUT LIBERTY GLOBAL LTD 97,200.0 $1.2M 0.00% +33K +52.1% $11.93
811 PUT LISTED FDS TR 22,900.0 $1.2M 0.00% +9K +62.4% $50.62
812 PUT ARRIVENT BIOPHARMA INC 50,000.0 $1.2M 0.00% +49K +8233.3% $23.07
813 PUT GUIDEWIRE SOFTWARE INC 7,700.0 $1.2M 0.00% +2K +35.1% $149.56
814 PUT OUSTER INC 62,600.0 $1.1M 0.00% +20K +46.3% $18.37
815 CALL OCEANEERING INTL INC 32,400.0 $1.1M 0.00% +32K +10000.0% $35.47
816 PUT ISHARES TR 32,000.0 $1.1M 0.00% +28K +788.9% $35.89
817 CANE TEUCRIUM COMMODITY TR Financial Services 109,848.0 $1.1M 0.00% +95K +636.0% $10.44 -9.3%
818 CALL EVEREST GROUP LTD 3,500.0 $1.1M 0.00% +3K +3400.0% $326.85
819 PUT EVEREST GROUP LTD 3,500.0 $1.1M 0.00% +2K +133.3% $326.85
820 PUT QNITY ELECTRONICS INC 9,900.0 $1.1M 0.00% +3K +45.6% $115.38
Page 41 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%