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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 39 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 CALL FRESHPET INC 22,300.0 $1.3M 0.00% +3K +13.2% $58.96
762 PUT BANCO SANTANDER SA 116,200.0 $1.3M 0.00% +58K +100.0% $11.28
763 CALL LIGHTWAVE LOGIC INC 185,700.0 $1.3M 0.00% +15K +9.0% $7.03
764 MOD MODINE MFG CO Consumer Cyclical 6,017.0 $1.3M 0.00% +5K +300.1% $216.71 +26.4%
765 CALL OMADA HEALTH INC 103,700.0 $1.3M 0.00% +104K +10000.0% $12.57
766 AUR AURORA INNOVATION INC Technology 314,632.0 $1.3M 0.00% +32K +11.2% $4.12 +72.7%
767 ARGX ARGENX SE Healthcare 1,771.0 $1.3M 0.00% +1K +136.1% $730.25 +15.0%
768 CALL SLM CORP 60,300.0 $1.3M 0.00% +27K +82.7% $21.41
769 CALL KYMERA THERAPEUTICS INC 15,500.0 $1.3M 0.00% +14K +1309.1% $83.29
770 GXO GXO LOGISTICS INCORPORATED Industrials 24,763.0 $1.3M 0.00% +17K +206.5% $51.85 -2.1%
771 CALL MEDIFAST INC 125,600.0 $1.3M 0.00% +24K +23.7% $10.19
772 CALL BEONE MEDICINES LTD 4,300.0 $1.3M 0.00% +3K +207.1% $296.97
773 AGIO AGIOS PHARMACEUTICALS INC Healthcare 37,462.0 $1.3M 0.00% +31K +503.4% $33.83 -10.6%
774 DEO DIAGEO PLC Consumer Defensive 16,925.0 $1.3M 0.00% +3K +22.8% $74.45 +13.6%
775 NGS NATURAL GAS SVCS GROUP INC Energy 33,348.0 $1.3M 0.00% +21K +168.2% $37.74 +8.4%
776 PUT PORTILLOS INC 237,900.0 $1.3M 0.00% +89K +59.9% $5.29
777 PUT FULLER H B CO 20,400.0 $1.3M 0.00% +2K +12.7% $61.68
778 RACE FERRARI N V Consumer Cyclical 3,710.0 $1.3M 0.00% +574.0 +18.3% $338.45 +2.2%
779 PUT ING GROEP N.V. 48,200.0 $1.3M 0.00% +8K +19.9% $26.05
780 PUT MASTEC INC 3,900.0 $1.3M 0.00% +1K +44.4% $321.74
Page 39 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%