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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 38 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 BKD BROOKDALE SR LIVING INC Healthcare 101,198.0 $1.4M 0.00% +18K +22.3% $13.68 -3.3%
742 PUT LEVI STRAUSS & CO NEW 74,700.0 $1.4M 0.00% +8K +11.7% $18.49
743 CALL GLACIER BANCORP INC NEW 30,800.0 $1.4M 0.00% +3K +10.0% $44.67
744 OC OWENS CORNING NEW Industrials 12,601.0 $1.4M 0.00% +8K +183.9% $108.22 +14.1%
745 CALL CURTISS WRIGHT CORP 2,000.0 $1.4M 0.00% +2K +900.0% $681.12
746 PUT NEXTDECADE CORP 177,800.0 $1.4M 0.00% +126K +245.2% $7.66
747 CALL LINCOLN EDL SVCS CORP 33,400.0 $1.4M 0.00% +28K +486.0% $40.68
748 CALL VANGUARD MUN BD FDS 27,100.0 $1.4M 0.00% +25K +1255.0% $49.89
749 CALL ORGANON & CO 225,500.0 $1.4M 0.00% +11K +4.9% $5.99
750 CALL ENCORE ENERGY CORP 749,600.0 $1.3M 0.00% +333K +80.1% $1.80
751 CALL WORKIVA INC 22,600.0 $1.3M 0.00% +22K +10000.0% $59.63
752 IONQ IONQ INC Technology 46,557.0 $1.3M 0.00% +43K +1237.5% $28.83 +138.5%
753 CALL BANCO SANTANDER SA 118,400.0 $1.3M 0.00% +6K +5.3% $11.28
754 PUT HESAI GROUP 69,700.0 $1.3M 0.00% +30K +75.1% $19.12
755 PUT TREX INC 36,500.0 $1.3M 0.00% +4K +13.7% $36.42
756 PUT AMKOR TECHNOLOGY INC 29,400.0 $1.3M 0.00% +12K +67.0% $45.03
757 PUT FIDELITY ETHEREUM FD 63,400.0 $1.3M 0.00% +41K +188.2% $20.88
758 PUT AVALONBAY CMNTYS INC 8,100.0 $1.3M 0.00% +6K +252.2% $163.35
759 CALL RENASANT CORP 36,600.0 $1.3M 0.00% +35K +1730.0% $36.13
760 PUT HERCULES CAPITAL INC 89,200.0 $1.3M 0.00% +40K +82.0% $14.77
Page 38 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%