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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 3 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 META META PLATFORMS INC Communication Services 229,853.0 $131.5M 0.09% +167K +266.8% $572.13 +6.7%
42 CALL SOFI TECHNOLOGIES INC 7,969,500.0 $126.6M 0.09% +2.8M +53.0% $15.88
43 PUT APPLOVIN CORP 307,700.0 $122.5M 0.08% +5K +1.7% $398.00
44 CALL PROSHARES TR 2,462,100.0 $113.3M 0.08% +114K +4.8% $46.00
45 CALL UNITED AIRLS HLDGS INC 1,173,800.0 $108.1M 0.07% +938K +397.8% $92.07
46 CALL AUTOZONE INC 30,900.0 $104.4M 0.07% +13K +68.8% $3377.78
47 PUT SPDR SERIES TRUST 563,100.0 $101.2M 0.07% +309K +121.7% $179.77
48 PUT KRANESHARES TRUST 3,609,300.0 $101.1M 0.07% +1.7M +91.8% $28.00
49 PUT LUMENTUM HLDGS INC 141,000.0 $99.1M 0.07% +78K +122.8% $702.76
50 PUT GE VERNOVA INC 112,900.0 $98.6M 0.07% +16K +16.9% $872.90
51 PUT VISA INC 309,900.0 $93.7M 0.06% +85K +38.0% $302.24
52 GOOGL ALPHABET INC Communication Services 296,315.0 $85.2M 0.06% +258K +664.3% $287.56 +33.2%
53 CALL WELLS FARGO & CO 1,017,200.0 $81.0M 0.05% +79K +8.4% $79.61
54 UNH UNITEDHEALTH GROUP INC Healthcare 287,580.0 $77.8M 0.05% +195K +210.1% $270.59 +43.6%
55 ORCL ORACLE CORP Technology 514,658.0 $75.7M 0.05% +383K +291.7% $147.11 +30.6%
56 PUT DIREXION SHARES ETF TRUST 1,906,600.0 $75.6M 0.05% +1.9M +10000.0% $39.68
57 PUT NEBIUS GROUP N.V. 684,900.0 $71.1M 0.05% +28K +4.2% $103.76
58 CALL DIREXION SHARES ETF TRUST 1,896,400.0 $70.4M 0.05% +1.5M +381.3% $37.12
59 CALL SERVICENOW INC 671,500.0 $70.2M 0.05% +370K +122.6% $104.55
60 CALL GLOBAL X FDS 1,097,000.0 $69.5M 0.05% +297K +37.1% $63.32
Page 3 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%