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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 28 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 CALL GLOBUS MED INC 29,500.0 $2.5M 0.00% +21K +243.0% $86.16
542 STLA STELLANTIS N.V Consumer Cyclical 356,788.0 $2.5M 0.00% +22K +6.5% $7.09 +15.0%
543 PUT TIDAL TRUST II 135,100.0 $2.5M 0.00% +124K +1064.7% $18.71
544 CALL KEYSIGHT TECHNOLOGIES INC 8,900.0 $2.5M 0.00% +1K +18.7% $282.37
545 CALL WARRIOR MET COAL INC 26,700.0 $2.5M 0.00% +5K +22.5% $93.15
546 CALL CNH INDL N V 226,000.0 $2.5M 0.00% +123K +120.3% $11.00
547 PUT COMSTOCK INC 813,600.0 $2.5M 0.00% +660K +430.4% $3.05
548 AVAV AEROVIRONMENT INC Industrials 13,491.0 $2.5M 0.00% +9K +237.4% $183.05 -1.6%
549 CALL BEAZER HOMES USA INC 128,000.0 $2.5M 0.00% +99K +346.0% $19.24
550 PUT FACTSET RESH SYS INC 11,300.0 $2.5M 0.00% +5K +73.8% $216.99
551 PUT SPORTRADAR GROUP AG 146,300.0 $2.4M 0.00% +82K +127.9% $16.74
552 CALL DELEK US HLDGS INC NEW 54,300.0 $2.4M 0.00% +43K +398.2% $45.07
553 CALL ADMA BIOLOGICS INC 268,600.0 $2.4M 0.00% +48K +21.6% $9.01
554 PTON PELOTON INTERACTIVE INC Consumer Cyclical 562,779.0 $2.4M 0.00% +468K +493.0% $4.29 +37.8%
555 PUT TETRA TECH INC NEW 80,000.0 $2.4M 0.00% +79K +9900.0% $30.12
556 PUT COPART INC 72,100.0 $2.4M 0.00% +24K +48.4% $33.20
557 TCOM TRIP COM GROUP LTD Consumer Cyclical 48,072.0 $2.4M 0.00% +39K +418.7% $49.79 -3.7%
558 CALL FIVE9 INC 157,500.0 $2.4M 0.00% +42K +36.7% $15.17
559 PUT INVITATION HOMES INC 96,100.0 $2.4M 0.00% +57K +143.3% $24.85
560 CALL OSHKOSH CORP 16,200.0 $2.4M 0.00% +15K +1520.0% $147.21
Page 28 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%