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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 27 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 CALL GENMAB A/S 102,200.0 $2.7M 0.00% +89K +657.0% $26.83
522 CALL VIKING HOLDINGS LTD 37,000.0 $2.7M 0.00% +19K +103.3% $73.48
523 GRAB GRAB HOLDINGS LIMITED Technology 730,250.0 $2.7M 0.00% +146K +25.1% $3.66 +0.0%
524 CALL ITRON INC 29,800.0 $2.7M 0.00% +28K +1762.5% $89.63
525 CALL CRITICAL METALS CORP 335,800.0 $2.7M 0.00% +218K +185.3% $7.94
526 MKC MCCORMICK & CO INC Consumer Defensive 52,781.0 $2.7M 0.00% +40K +326.8% $50.44 -4.7%
527 CALL DAQO NEW ENERGY CORP 125,000.0 $2.7M 0.00% +45K +55.5% $21.27
528 CLSK CLEANSPARK INC Technology 312,267.0 $2.7M 0.00% +87K +38.5% $8.51 +104.2%
529 CALL INVESCO DB COMMDY INDX TRCK 91,600.0 $2.7M 0.00% +88K +2762.5% $28.95
530 PUT ERO COPPER CORP 99,100.0 $2.6M 0.00% +50K +101.4% $26.67
531 PUT BLACKSTONE SECD LENDING FD 111,300.0 $2.6M 0.00% +84K +306.2% $23.69
532 SMR NUSCALE PWR CORP Utilities 243,026.0 $2.6M 0.00% +42K +20.7% $10.84 +11.8%
533 PUT WARRIOR MET COAL INC 27,900.0 $2.6M 0.00% +26K +1228.6% $93.15
534 PUT VAXCYTE INC 44,700.0 $2.6M 0.00% +38K +598.4% $58.11
535 CALL ALPS ETF TR 48,800.0 $2.6M 0.00% +39K +392.9% $52.64
536 SPXU PROSHARES TR 45,074.0 $2.6M 0.00% +8K +23.1% $56.74 -34.1%
537 CALL UNITED STS BRENT OIL FD LP 49,100.0 $2.6M 0.00% +47K +2131.8% $52.01
538 CALL STUBHUB HLDGS INC 408,600.0 $2.5M 0.00% +191K +87.8% $6.24
539 CALL LSB INDS INC 171,100.0 $2.5M 0.00% +1K +0.8% $14.90
540 PUT M & T BK CORP 12,300.0 $2.5M 0.00% +3K +38.2% $206.72
Page 27 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%