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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 26 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 CALL SILVERCORP METALS INC 275,200.0 $3.0M 0.00% +169K +159.6% $10.74
502 MUB ISHARES TR 27,683.0 $2.9M 0.00% +5K +23.7% $106.15 +0.6%
503 PUT FIDELITY NATL FINL INC 62,800.0 $2.9M 0.00% +62K +7750.0% $46.38
504 PUT FIGURE TECHNOLOGY SOLUTIO 84,600.0 $2.9M 0.00% +54K +172.9% $33.95
505 TTD THE TRADE DESK INC Technology 126,533.0 $2.9M 0.00% +107K +547.6% $22.69 +1.7%
506 CALL DIAGEO PLC 38,400.0 $2.9M 0.00% +23K +156.0% $74.45
507 CALL HUNTINGTON INGALLS INDS INC 7,500.0 $2.8M 0.00% +4K +87.5% $379.90
508 CALL FERMI INC 487,000.0 $2.8M 0.00% +241K +97.8% $5.84
509 CALL CARPENTER TECHNOLOGY CORP 7,200.0 $2.8M 0.00% +5K +213.0% $394.15
510 CALL SPORTRADAR GROUP AG 169,100.0 $2.8M 0.00% +135K +398.8% $16.74
511 PUT PENN ENTERTAINMENT INC 188,300.0 $2.8M 0.00% +23K +14.2% $15.03
512 PUT PENNYMAC MTG INVT TR 242,100.0 $2.8M 0.00% +43K +21.5% $11.66
513 PUT PBF ENERGY INC 59,100.0 $2.8M 0.00% +21K +53.9% $47.62
514 PUT PROSHARES TR 81,500.0 $2.8M 0.00% +6K +8.2% $34.45
515 CALL GALLAGHER ARTHUR J & CO 12,900.0 $2.8M 0.00% +3K +27.7% $216.58
516 PUT HOWMET AEROSPACE INC 12,100.0 $2.8M 0.00% +2K +18.6% $230.46
517 UFO PROCURE ETF TRUST II 62,221.0 $2.8M 0.00% +33K +110.1% $44.81 +47.7%
518 CALL VANGUARD SCOTTSDALE FDS 44,300.0 $2.8M 0.00% +19K +77.2% $62.85
519 PUT FRONTLINE PLC 79,300.0 $2.8M 0.00% +22K +37.7% $34.86
520 CALL TARGA RES CORP 11,000.0 $2.8M 0.00% +8K +323.1% $250.73
Page 26 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%