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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 25 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 PUT SK TELECOM CO LTD 106,600.0 $3.1M 0.00% +100K +1422.9% $29.29
482 PUT REDWIRE CORPORATION 366,500.0 $3.1M 0.00% +202K +123.5% $8.50
483 AEM AGNICO EAGLE MINES LTD Basic Materials 15,328.0 $3.1M 0.00% +5K +44.0% $202.98 -11.0%
484 PUT OMNICOM GROUP INC 41,200.0 $3.1M 0.00% +32K +329.2% $75.31
485 CALL XPO INC 15,900.0 $3.1M 0.00% +4K +34.8% $194.55
486 PUT BRP INC 43,000.0 $3.1M 0.00% +41K +2587.5% $71.81
487 PUT GLOBALFOUNDRIES INC 69,400.0 $3.1M 0.00% +13K +22.8% $44.48
488 BBIO BRIDGEBIO PHARMA INC Healthcare 41,434.0 $3.1M 0.00% +23K +125.0% $74.26 -8.8%
489 PUT LIQUIDIA CORPORATION 81,500.0 $3.1M 0.00% +58K +249.8% $37.74
490 PUT LITHIA MTRS INC 12,300.0 $3.1M 0.00% +12K +10000.0% $249.72
491 CALL HESAI GROUP 160,500.0 $3.1M 0.00% +51K +46.6% $19.12
492 PUT RESTAURANT BRANDS INTL INC 41,500.0 $3.1M 0.00% +16K +63.4% $73.90
493 CALL PENSKE AUTOMOTIVE GRP INC 20,500.0 $3.1M 0.00% +20K +10000.0% $149.52
494 CALL PAR PAC HOLDINGS INC 48,700.0 $3.1M 0.00% +4K +8.5% $62.64
495 ADBE ADOBE INC Technology 12,528.0 $3.0M 0.00% +11K +547.4% $243.08 -1.1%
496 CALL AXSOME THERAPEUTICS INC. 17,900.0 $3.0M 0.00% +2K +16.2% $169.02
497 CALL KOSMOS ENERGY LTD 1,086,400.0 $3.0M 0.00% +440K +68.2% $2.78
498 PUT CAPRICOR THERAPEUTICS INC 99,300.0 $3.0M 0.00% +31K +46.2% $30.40
499 ROK ROCKWELL AUTOMATION INC Industrials 8,320.0 $3.0M 0.00% +174.0 +2.1% $358.88 +27.1%
500 CALL XENON PHARMACEUTICALS INC 51,300.0 $3.0M 0.00% +50K +3564.3% $58.15
Page 25 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%