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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 24 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 PUT LINCOLN NATL CORP IND 93,700.0 $3.3M 0.00% +4K +4.6% $35.50
462 PUT PPL CORP 86,800.0 $3.3M 0.00% +21K +31.1% $38.20
463 PUT UNUM GROUP 45,400.0 $3.3M 0.00% +25K +120.4% $73.03
464 CALL CAPRICOR THERAPEUTICS INC 109,000.0 $3.3M 0.00% +37K +52.0% $30.40
465 PUT INVESCO DB US DLR INDEX TR 118,600.0 $3.3M 0.00% +111K +1524.7% $27.76
466 GLL PROSHARES TR II Financial Services 162,855.0 $3.3M 0.00% +14K +9.2% $20.18 +11.2%
467 PUT ARGENX SE 4,500.0 $3.3M 0.00% +4K +400.0% $730.25
468 CALL RANGE RES CORP 72,000.0 $3.3M 0.00% +9K +14.1% $45.18
469 EQIX EQUINIX INC Real Estate 3,279.0 $3.2M 0.00% +2K +304.8% $980.24 +9.3%
470 CALL ELEMENT SOLUTIONS INC 94,000.0 $3.2M 0.00% +92K +3660.0% $34.14
471 CALL YUM BRANDS INC 20,600.0 $3.2M 0.00% +2K +10.2% $155.48
472 PUT BITDEER TECHNOLOGIES GROUP 370,100.0 $3.2M 0.00% +74K +24.9% $8.65
473 CALL SBA COMMUNICATIONS CORP 18,600.0 $3.2M 0.00% +17K +879.0% $172.11
474 CALL VIZSLA SILVER CORP 963,400.0 $3.2M 0.00% +552K +134.3% $3.30
475 CALL FERGUSON ENTERPRISES INC 13,600.0 $3.2M 0.00% +8K +142.9% $233.26
476 CALL SERVICE CORP INTL 38,400.0 $3.2M 0.00% +33K +562.1% $82.51
477 PUT INNODATA INC 81,900.0 $3.2M 0.00% +66K +408.7% $38.62
478 PUT AMDOCS LTD 48,300.0 $3.2M 0.00% +43K +811.3% $65.26
479 FORTINET INC 38,329.0 $3.1M 0.00% +2K +5.3% $81.72
480 PUT TC ENERGY CORP 49,900.0 $3.1M 0.00% +45K +984.8% $62.60
Page 24 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%