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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 22 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 FCG FIRST TR EXCHANGE-TRADED FD 122,875.0 $3.9M 0.00% +122K +10000.0% $31.69 -7.8%
422 PUT FIGMA INC 183,400.0 $3.9M 0.00% +29K +18.7% $21.14
423 PUT DIREXION SHARES ETF TRUST 32,900.0 $3.8M 0.00% +9K +38.8% $117.02
424 CALL THE CAMPBELLS COMPANY 172,600.0 $3.8M 0.00% +91K +112.6% $22.27
425 CALL UNILEVER PLC 84,600.0 $3.8M 0.00% +12K +15.7% $45.29
426 PUT VIKING HOLDINGS LTD 51,900.0 $3.8M 0.00% +23K +78.3% $73.48
427 CALL NATERA INC 19,000.0 $3.8M 0.00% +15K +331.8% $199.99
428 CALL COMSTOCK RES INC 180,200.0 $3.8M 0.00% +101K +127.8% $21.08
429 CALL AMDOCS LTD 58,200.0 $3.8M 0.00% +20K +52.8% $65.26
430 PUT DIAGEO PLC 51,000.0 $3.8M 0.00% +8K +19.2% $74.45
431 PUT SAIA INC 10,800.0 $3.8M 0.00% +9K +500.0% $351.28
432 QURE UNIQURE NV Healthcare 231,769.0 $3.8M 0.00% +121K +109.4% $16.35 +53.8%
433 PLXS PLEXUS CORP Technology 18,687.0 $3.8M 0.00% +13K +219.0% $202.54 +34.7%
434 PUT JFROG LTD 80,400.0 $3.8M 0.00% +59K +279.2% $46.93
435 PUT IMMUNITYBIO INC 489,700.0 $3.8M 0.00% +191K +64.2% $7.67
436 PUT WHIRLPOOL CORP 69,600.0 $3.8M 0.00% +14K +26.1% $53.92
437 TTMI TTM TECHNOLOGIES INC Technology 38,315.0 $3.7M 0.00% +26K +212.9% $97.42 +102.2%
438 PUT CLOROX CO DEL 35,800.0 $3.7M 0.00% +5K +17.0% $103.63
439 CALL METHANEX CORP 62,000.0 $3.7M 0.00% +60K +3344.4% $59.54
440 CALL ROYALTY PHARMA PLC 76,600.0 $3.7M 0.00% +46K +153.6% $47.97
Page 22 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%