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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 16 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 PUT EQUINOR ASA 141,400.0 $6.0M 0.00% +81K +132.6% $42.20
302 PUT CAMTEK LTD 39,300.0 $6.0M 0.00% +36K +1255.2% $151.61
303 CALL KEYCORP 294,100.0 $5.9M 0.00% +139K +89.5% $20.05
304 CALL MATADOR RES CO 93,100.0 $5.9M 0.00% +31K +49.0% $63.18
305 CALL KB HOME 113,400.0 $5.9M 0.00% +65K +135.3% $51.75
306 CALL ROPER TECHNOLOGIES INC 16,500.0 $5.8M 0.00% +16K +8150.0% $353.86
307 PEN PENUMBRA INC Healthcare 17,719.0 $5.8M 0.00% +18K +10000.0% $328.37 +0.3%
308 MOOG INC 19,867.0 $5.8M 0.00% +12K +144.5% $292.64
309 PUT COGENT BIOSCIENCES INC 150,700.0 $5.8M 0.00% +82K +119.7% $38.49
310 PUT GALAXY DIGITAL INC. 314,200.0 $5.8M 0.00% +130K +70.3% $18.45
311 CALL XP INC 304,300.0 $5.8M 0.00% +210K +221.0% $19.04
312 FXI ISHARES TR 159,011.0 $5.7M 0.00% +135K +569.8% $35.90 -0.7%
313 PUT VANGUARD MUN BD FDS 114,400.0 $5.7M 0.00% +106K +1200.0% $49.89
314 CALL AGILENT TECHNOLOGIES INC 50,000.0 $5.7M 0.00% +24K +95.3% $113.98
315 CALL GDS HLDGS LTD 141,300.0 $5.7M 0.00% +41K +41.4% $40.29
316 PUT ROPER TECHNOLOGIES INC 16,000.0 $5.7M 0.00% +14K +661.9% $353.86
317 CALL RESTAURANT BRANDS INTL INC 76,200.0 $5.6M 0.00% +3K +3.5% $73.90
318 UUUU ENERGY FUELS INC Energy 307,525.0 $5.6M 0.00% +209K +213.5% $18.25 +2.2%
319 CALL ALNYLAM PHARMACEUTICALS INC 16,900.0 $5.6M 0.00% +4K +33.1% $330.87
320 CALL GARTNER INC 35,300.0 $5.6M 0.00% +24K +226.8% $158.34
Page 16 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%