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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 15 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 GLW CORNING INC Technology 47,403.0 $6.4M 0.00% +15K +45.4% $135.97 +44.3%
282 CALL TERNS PHARMACEUTICALS INC 121,700.0 $6.4M 0.00% +81K +196.8% $52.72
283 CALL MONSTER BEVERAGE CORP NEW 88,500.0 $6.4M 0.00% +29K +49.8% $72.46
284 PUT SOLARIS ENERGY INFRAS INC 112,500.0 $6.4M 0.00% +81K +253.8% $56.51
285 PUT STMICROELECTRONICS N V 183,300.0 $6.3M 0.00% +9K +5.0% $34.55
286 CALL SIMON PPTY GROUP INC NEW 33,900.0 $6.3M 0.00% +10K +44.9% $186.53
287 PUT WENDYS CO 908,300.0 $6.3M 0.00% +796K +708.8% $6.95
288 TMF DIREXION SHARES ETF TRUST 173,012.0 $6.2M 0.00% +50K +40.1% $36.06 -5.1%
289 CALL TIDAL TRUST II 312,300.0 $6.2M 0.00% +280K +882.1% $19.94
290 ETHA ISHARES ETHEREUM TR Financial Services 392,685.0 $6.2M 0.00% +243K +161.7% $15.83 -1.3%
291 CALL ETF SER SOLUTIONS 226,900.0 $6.2M 0.00% +202K +804.0% $27.23
292 PUT AMPRIUS TECHNOLOGIES INC 362,100.0 $6.1M 0.00% +300K +479.4% $16.86
293 CALL JETBLUE AIRWAYS CORP 1,377,700.0 $6.1M 0.00% +503K +57.5% $4.42
294 CCJ CAMECO CORP Energy 55,851.0 $6.1M 0.00% +8K +16.1% $108.61 -0.4%
295 CALL DUTCH BROS INC 119,400.0 $6.0M 0.00% +43K +55.7% $50.66
296 OKTA OKTA INC Technology 76,826.0 $6.0M 0.00% +48K +162.6% $78.71 +19.2%
297 CALL AXT INC 106,100.0 $6.0M 0.00% +87K +446.9% $56.98
298 PUT BARCLAYS BANK PLC 167,600.0 $6.0M 0.00% +69K +70.5% $36.00
299 PUT ALNYLAM PHARMACEUTICALS INC 18,200.0 $6.0M 0.00% +3K +22.1% $330.87
300 CALL CUMMINS INC 11,100.0 $6.0M 0.00% +2K +22.0% $538.02
Page 15 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%