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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 14 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 PUT ANGLOGOLD ASHANTI PLC 71,900.0 $7.0M 0.01% +19K +37.0% $97.36
262 ADI ANALOG DEVICES INC Technology 21,951.0 $7.0M 0.01% +19K +568.0% $318.14 +32.6%
263 PUT HP INC 362,900.0 $7.0M 0.01% +97K +36.5% $19.21
264 PUT COEUR MNG INC 370,700.0 $7.0M 0.01% +55K +17.4% $18.77
265 CALL ADVANCED ENERGY INDS 21,300.0 $6.9M 0.01% +12K +129.0% $322.71
266 CALL ATLASSIAN CORPORATION 100,100.0 $6.8M 0.01% +14K +16.5% $68.25
267 PUT L3HARRIS TECHNOLOGIES INC 19,600.0 $6.8M 0.01% +18K +1300.0% $345.15
268 PUT S&P GLOBAL INC 15,900.0 $6.8M 0.01% +1K +9.7% $425.34
269 PUT ALASKA AIR GROUP INC 182,200.0 $6.7M 0.00% +102K +128.3% $36.78
270 PUT PVH CORPORATION 95,500.0 $6.7M 0.00% +92K +2287.5% $69.76
271 CALL ROCKWELL AUTOMATION INC 18,400.0 $6.6M 0.00% +5K +41.5% $358.88
272 CALL FOX CORP 113,100.0 $6.6M 0.00% +100K +744.0% $58.38
273 PUT TTM TECHNOLOGIES INC 67,500.0 $6.6M 0.00% +47K +234.2% $97.42
274 APOGEE THERAPEUTICS INC 77,808.0 $6.5M 0.00% +15K +23.9% $84.17
275 CALL OLIN CORP 219,300.0 $6.5M 0.00% +188K +602.9% $29.73
276 PUT HF SINCLAIR CORP 104,500.0 $6.5M 0.00% +31K +41.4% $62.39
277 CALL FIFTH THIRD BANCORP 140,100.0 $6.5M 0.00% +6K +4.8% $46.46
278 PUT AXT INC 114,100.0 $6.5M 0.00% +105K +1182.0% $56.98
279 CALL TRIP COM GROUP LTD 130,500.0 $6.5M 0.00% +76K +140.3% $49.79
280 PUT YPF SOCIEDAD ANONIMA 140,000.0 $6.5M 0.00% +4K +3.2% $46.22
Page 14 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%