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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 131 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2601 SGHT SIGHT SCIENCES INC Healthcare 276.0 $1K +269.0 +3842.9% $3.77 +33.5%
2602 PUT JELD-WEN HLDG INC 800.0 $992.0 +700.0 +700.0% $1.24
2603 STSS SHARPS TECHNOLOGY INC Healthcare 456.0 $766.0 +238.0 +109.2% $1.68 +7.7%
2604 AAPB GRANITESHARES ETF TR 28.0 $755.0 +9.0 +47.4% $26.96 +46.4%
2605 PUT TELA BIO INC 1,200.0 $744.0 +1K +1100.0% $0.62
2606 CALL TRINSEO PLC 5,800.0 $609.0 +400.0 +7.4% $0.10
2607 KTCC KEY TRONIC CORP Technology 217.0 $592.0 +211.0 +3516.7% $2.73 +14.7%
2608 PUT CUE BIOPHARMA INC 2,100.0 $482.0 +2K +950.0% $0.23
2609 PUT QUINCE THERAPEUTICS INC 4,000.0 $404.0 +4K +700.0% $0.10
2610 CXAI CXAPP INC Technology 1,099.0 $198.0 +132.0 +13.7% $0.18 +0.7%
2611 CALL BIOATLA INC 900.0 $144.0 +300.0 +50.0% $0.16
2612 PUT CAMBIUM NETWORKS CORP 900.0 $135.0 +100.0 +12.5% $0.15
2613 PUT EXACT SCIENCES CORP 25,400.0 $115.0 +3K +12.9% $0.00
2614 TELA TELA BIO INC Healthcare 143.0 $88.0 +140.0 +4666.7% $0.62 +44.6%
2615 CALL EXACT SCIENCES CORP 69,900.0 $57.0 +38K +117.8% $0.00
2616 CASI PHARMACEUTICALS INC 228.0 $25.0 +95.0 +71.4% $0.11
2617 PUT TEGNA INC 14,000.0 $1.0 +8K +118.8% $0.00
Page 131 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%