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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 130 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2581 PUT FORTREA HLDGS INC 200.0 $2K +100.0 +100.0% $9.42
2582 PUT ELEDON PHARMACEUTICALS INC 600.0 $2K +500.0 +500.0% $3.08
2583 NGNE NEUROGENE INC Healthcare 89.0 $2K +27.0 +43.5% $20.16 +37.5%
2584 GBUG SPROTT FDS TR Financial Services 39.0 $2K +14.0 +56.0% $45.44 -6.5%
2585 TUNIU CORP 2,293.0 $2K +378.0 +19.7% $0.77
2586 GPMT GRANITE PT MTG TR INC Real Estate 1,198.0 $2K +253.0 +26.8% $1.45 -4.8%
2587 PUT ASURE SOFTWARE INC 200.0 $2K +100.0 +100.0% $8.60
2588 CALL SYPRIS SOLUTIONS INC 600.0 $2K +500.0 +500.0% $2.85
2589 CCNE CNB FINL CORP PA Financial Services 51.0 $1K +44.0 +628.6% $28.94 +5.9%
2590 FISCALNOTE HOLDINGS INC 5,587.0 $1K +3K +96.5% $0.25
2591 CALL SKYE BIOSCIENCE INC 2,300.0 $1K +2K +1050.0% $0.61
2592 FCPT FOUR CORNERS PPTY TR INC Real Estate 51.0 $1K +19.0 +59.4% $23.65 +6.0%
2593 PUT SHARPS TECHNOLOGY INC 700.0 $1K +100.0 +16.7% $1.68
2594 JBIO JADE BIOSCIENCES INC Healthcare 83.0 $1K +24.0 +40.7% $14.05 +58.1%
2595 GHRS GH RESEARCH PLC Healthcare 83.0 $1K +35.0 +72.9% $14.05 +57.5%
2596 CTBI COMMUNITY TR BANCORP INC Financial Services 19.0 $1K +17.0 +850.0% $60.68 +9.9%
2597 CALL HERON THERAPEUTICS INC 1,400.0 $1K +100.0 +7.7% $0.80
2598 LOOP LOOP INDS INC Basic Materials 781.0 $1K +678.0 +658.2% $1.43 -4.1%
2599 PUT IDENTIV INC 300.0 $1K +200.0 +200.0% $3.70
2600 PUT ALTA EQUIPMENT GROUP INC 200.0 $1K +100.0 +100.0% $5.37
Page 130 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%