Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542

13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited

Page 129 of 131 · 2,617 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
2561	— PUT	PIEDMONT REALTY TRUST INC	—	400.0	$3K	—	+200.0	+100.0%	$6.57	—
2562	— PUT	MV OIL TR	—	1,100.0	$2K	—	+200.0	+22.2%	$2.26	—
2563	GNE	GENIE ENERGY LTD	Utilities	174.0	$2K	—	+164.0	+1640.0%	$14.14	+12.6%
2564	— CALL	TROOPS INC	—	1,200.0	$2K	—	+600.0	+100.0%	$2.04	—
2565	— PUT	NOVONIX LIMITED	—	3,500.0	$2K	—	+3K	+1066.7%	$0.69	—
2566	HBR	CANARY CAPITAL GROUP LLX	—	201.0	$2K	—	+154.0	+327.7%	$11.91	+7.5%
2567	FNLC	FIRST BANCORP INC ME	Financial Services	83.0	$2K	—	+45.0	+118.4%	$28.02	+22.6%
2568	—	ETF OPPORTUNITIES TRUST	—	227.0	$2K	—	+148.0	+187.3%	$10.19	—
2569	— PUT	TUNIU CORP	—	3,000.0	$2K	—	+2K	+200.0%	$0.77	—
2570	— CALL	GRID DYNAMICS HLDGS INC	—	400.0	$2K	—	+300.0	+300.0%	$5.70	—
2571	— PUT	SELECTQUOTE INC	—	3,600.0	$2K	—	+4K	+3500.0%	$0.63	—
2572	MSFO	TIDAL TRUST II	—	193.0	$2K	—	+22.0	+12.9%	$11.55	+6.8%
2573	DXLG	DESTINATION XL GROUP INC	Consumer Cyclical	4,358.0	$2K	—	+60.0	+1.4%	$0.51	-2.1%
2574	— PUT	SPOK HLDGS INC	—	200.0	$2K	—	+100.0	+100.0%	$10.90	—
2575	EPV	PROSHARES TR	—	99.0	$2K	—	+37.0	+59.7%	$22.00	-18.1%
2576	CDXS	CODEXIS INC	Healthcare	1,321.0	$2K	—	+497.0	+60.3%	$1.63	-19.0%
2577	—	LUXEXPERIENCE BV	—	245.0	$2K	—	+133.0	+118.8%	$8.00	—
2578	— PUT	GETTY IMAGES HOLDINGS INC	—	2,400.0	$2K	—	+2K	+2300.0%	$0.79	—
2579	—	THEMES ETF TR	—	660.0	$2K	—	+501.0	+315.1%	$2.88	—
2580	— CALL	DULUTH HLDGS INC	—	600.0	$2K	—	+400.0	+200.0%	$3.16	—

Page 129 of 131 · 2,617 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 33.7%

Financial Services 16.1%

Consumer Cyclical 11.4%

Healthcare 10.4%

Communication Services 10.4%

Energy 4.5%

Industrials 4.4%

Basic Materials 4.2%

Consumer Defensive 2.4%

Utilities 1.4%