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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 128 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2541 PUT FTC SOLAR INC 900.0 $3K +700.0 +350.0% $3.78
2542 CCAP CRESCENT CAP BDC INC Financial Services 278.0 $3K +93.0 +50.3% $12.15 -6.4%
2543 CALL NATURAL HEALTH TRENDS CORP 1,200.0 $3K +700.0 +140.0% $2.79
2544 PUT CLARITEV CORPORATION 200.0 $3K +100.0 +100.0% $16.34
2545 EPSN EPSILON ENERGY LTD Energy 526.0 $3K +471.0 +856.4% $6.16 +0.5%
2546 PUT MACROGENICS INC 1,100.0 $3K +200.0 +22.2% $2.89
2547 REX ETF TR 302.0 $3K +301.0 +10000.0% $10.35
2548 DBEF DBX ETF TR 63.0 $3K +4.0 +6.8% $49.40 +6.9%
2549 CALL MYOMO INC 4,600.0 $3K +4K +2200.0% $0.68
2550 MYPS PLAYSTUDIOS INC Technology 6,516.0 $3K +2K +44.7% $0.47 +0.7%
2551 HAFC HANMI FINL CORP Financial Services 115.0 $3K +110.0 +2200.0% $26.36 +14.5%
2552 SPWH SPORTSMANS WHSE HLDGS INC Consumer Cyclical 2,109.0 $3K +1K +205.7% $1.41 -8.5%
2553 PUT MATERIALISE NV 600.0 $3K +400.0 +200.0% $4.94
2554 PUT GRANITE PT MTG TR INC 2,000.0 $3K +2K +1900.0% $1.45
2555 PUT LEXEO THERAPEUTICS INC 500.0 $3K +200.0 +66.7% $5.74
2556 PUT NKARTA INC 1,300.0 $3K +300.0 +30.0% $2.11
2557 ETF OPPORTUNITIES TRUST 618.0 $3K +118.0 +23.6% $4.43
2558 CALL PAYSAFE LIMITED 400.0 $3K +200.0 +100.0% $6.81
2559 CALL SEER INC 1,600.0 $3K +600.0 +60.0% $1.68
2560 PUT VERU INC 1,200.0 $3K +700.0 +140.0% $2.21
Page 128 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%