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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 127 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2521 FUL FULLER H B CO Basic Materials 77.0 $5K +8.0 +11.6% $61.68 -6.3%
2522 CALL INMUNE BIO INC 4,200.0 $5K +4K +600.0% $1.13
2523 FDTX FIDELITY COVINGTON TRUST 128.0 $5K +121.0 +1728.6% $36.91 +37.8%
2524 CALL PLAYBOY INC 3,100.0 $5K +3K +1450.0% $1.52
2525 PUT CERTARA INC 800.0 $5K +500.0 +166.7% $5.70
2526 PUT NEW PAC METALS CORP 1,100.0 $5K +1K +1000.0% $4.14
2527 CALL ZUMIEZ INC 200.0 $4K +100.0 +100.0% $22.16
2528 HDEF DBX ETF TR 134.0 $4K +102.0 +318.8% $32.40 +2.2%
2529 NHTC NATURAL HEALTH TRENDS CORP Consumer Cyclical 1,468.0 $4K +1K +269.8% $2.79 +1.5%
2530 CALL NANOVIRICIDES INC 4,400.0 $4K +4K +4300.0% $0.91
2531 PUT NOAH HLDGS LTD 400.0 $4K +300.0 +300.0% $9.90
2532 PUT BARK INC 7,700.0 $4K +7K +1183.3% $0.51
2533 PUT ABOVE FOOD INGREDIENTS INC 3,800.0 $4K +3K +533.3% $1.01
2534 AAPX ETF OPPORTUNITIES TRUST 148.0 $4K +115.0 +348.5% $25.48 +44.7%
2535 CALL RLJ LODGING TR 500.0 $4K +200.0 +66.7% $7.42
2536 INNV INNOVAGE HLDG CORP Healthcare 461.0 $4K +316.0 +217.9% $8.02 -10.2%
2537 PUT NATURAL HEALTH TRENDS CORP 1,300.0 $4K +1K +550.0% $2.79
2538 MVBF MVB FINL CORP Financial Services 146.0 $4K +113.0 +342.4% $24.83 +3.8%
2539 ELME COMMUNITIES 1,740.0 $3K +600.0 +52.6% $2.01
2540 CALL HAIN CELESTIAL GROUP INC 4,900.0 $3K +500.0 +11.4% $0.70
Page 127 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%