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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 126 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2501 CMP COMPASS MINERALS INTL INC Basic Materials 238.0 $6K +134.0 +128.8% $23.35 +31.0%
2502 CALL WHITEHAWK THERAPEUTICS INC 1,600.0 $6K +300.0 +23.1% $3.45
2503 CALL ORGANOGENESIS HLDGS INC 2,300.0 $5K +2K +228.6% $2.37
2504 CALL OCEANFIRST FINL CORP 300.0 $5K +200.0 +200.0% $18.04
2505 AMDG THEMES ETF TR 261.0 $5K +99.0 +61.1% $20.67 +374.7%
2506 PUT WABASH NATL CORP 600.0 $5K +500.0 +500.0% $8.62
2507 CALL RANGER ENERGY SVCS INC 300.0 $5K +200.0 +200.0% $17.14
2508 PUT TPG MTG INVTS TR INC 700.0 $5K +200.0 +40.0% $7.31
2509 CMDY ISHARES U S ETF TR 86.0 $5K +54.0 +168.8% $59.42 +3.4%
2510 SRVR PACER FDS TR 163.0 $5K +143.0 +715.0% $31.21 +10.0%
2511 BIB PROSHARES TR 62.0 $5K +50.0 +416.7% $81.50 +0.6%
2512 YYY AMPLIFY ETF TR 458.0 $5K +312.0 +213.7% $11.03 +4.9%
2513 CGBD CARLYLE SECURED LENDING INC Financial Services 458.0 $5K +269.0 +142.3% $10.94 -2.4%
2514 CALL NEXPOINT RESIDENTIAL TR INC 200.0 $5K +100.0 +100.0% $25.00
2515 ACT ENACT HLDGS INC Financial Services 122.0 $5K +6.0 +5.2% $40.80 +4.7%
2516 CALL SEVEN HILLS REALTY TRUST 600.0 $5K +300.0 +100.0% $8.22
2517 SLDP SOLID POWER INC Industrials 1,633.0 $5K +633.0 +63.3% $3.00 +2.0%
2518 CALL CRESCENT CAP BDC INC 400.0 $5K +300.0 +300.0% $12.15
2519 AVDE AMERICAN CENTY ETF TR 56.0 $5K +13.0 +30.2% $84.84 +7.0%
2520 PUT THE REAL BROKERAGE INC 1,900.0 $5K +2K +375.0% $2.50
Page 126 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%