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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 124 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2461 FELE FRANKLIN ELEC INC Industrials 80.0 $7K +55.0 +220.0% $92.16 +6.6%
2462 PUT DOUGLAS ELLIMAN INC 4,400.0 $7K +2K +91.3% $1.64
2463 THEMES ETF TR 1,196.0 $7K +476.0 +66.1% $5.98
2464 FOLD HLDGS INC 5,402.0 $7K +322.0 +6.3% $1.32
2465 PUT WORLD FDS TR 1,200.0 $7K +800.0 +200.0% $5.94
2466 CALL CI&T INC 1,400.0 $7K +1K +366.7% $5.07
2467 PUT BRC INC 9,100.0 $7K +8K +1200.0% $0.78
2468 CALL CASTOR MARITIME INC 3,800.0 $7K +2K +65.2% $1.85
2469 PUT COMPASS MINERALS INTL INC 300.0 $7K +200.0 +200.0% $23.35
2470 CALL WIPRO LTD 3,300.0 $7K +3K +3200.0% $2.12
2471 DAIO DATA I O CORP Technology 2,759.0 $7K +827.0 +42.8% $2.53 +25.7%
2472 OFS OFS CAP CORP Financial Services 1,951.0 $7K +2K +1293.6% $3.55 -4.5%
2473 NOTV INOTIV INC Healthcare 25,074.0 $7K +21K +471.9% $0.27 -1.1%
2474 GENC GENCOR INDS INC Industrials 456.0 $7K +192.0 +72.7% $15.00 -5.7%
2475 PUT XBIOTECH INC 2,900.0 $7K +2K +123.1% $2.35
2476 CALL COMPANIA CERVECERIAS UNIDAS 600.0 $7K +200.0 +50.0% $11.35
2477 PUT CLARUS CORP NEW 2,500.0 $7K +1K +92.3% $2.72
2478 PUT HEALTHCARE RLTY TR 400.0 $7K +100.0 +33.3% $16.99
2479 CALL CHIRON REAL ESTATE INC 700.0 $7K +100.0 +16.7% $9.65
2480 CALL ASCENT INDUSTRIES CO 500.0 $7K +300.0 +150.0% $13.31
Page 124 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%