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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 123 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2441 SPDN DIREXION SHARES ETF TRUST 829.0 $8K +696.0 +523.3% $9.95 -12.2%
2442 BWEN BROADWIND INC Industrials 3,930.0 $8K +4K +2403.2% $2.08 +87.0%
2443 PUT PAYSAFE LIMITED 1,200.0 $8K +1K +1100.0% $6.81
2444 PUT XOMETRY INC 200.0 $8K +100.0 +100.0% $40.84
2445 CALL APYX MEDICAL CORPORATION 2,200.0 $8K +2K +450.0% $3.69
2446 PUT GRAN TIERRA ENERGY INC 900.0 $8K +700.0 +350.0% $8.97
2447 CALL FRESH DEL MONTE PRODUCE INC 200.0 $8K +100.0 +100.0% $40.26
2448 PUT FRESH DEL MONTE PRODUCE INC 200.0 $8K +100.0 +100.0% $40.26
2449 PUT CONDUENT INC 6,200.0 $8K +100.0 +1.6% $1.28
2450 CALL BACKBLAZE INC 2,300.0 $8K +2K +475.0% $3.45
2451 PUT HANMI FINL CORP 300.0 $8K +100.0 +50.0% $26.36
2452 DLTH DULUTH HLDGS INC Consumer Cyclical 2,471.0 $8K +2K +9403.9% $3.16 +14.6%
2453 PUT ZENATECH INC 3,400.0 $8K +3K +466.7% $2.29
2454 CALL DIANA SHIPPING INC 3,100.0 $8K +3K +933.3% $2.50
2455 HCM HUTCHMED CHINA LTD Healthcare 506.0 $8K +91.0 +21.9% $14.96 -19.8%
2456 PUT PATRIA INVESTMENTS LIMITED 600.0 $8K +400.0 +200.0% $12.60
2457 PUT NATURAL GAS SVCS GROUP INC 200.0 $8K +100.0 +100.0% $37.74
2458 CALL NEURONETICS INC 5,200.0 $8K +2K +52.9% $1.45
2459 GII SPDR INDEX SHS FDS 99.0 $8K +12.0 +13.8% $76.01 +0.7%
2460 AGNG GLOBAL X FDS 210.0 $7K +192.0 +1066.7% $35.60 +0.6%
Page 123 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%