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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 122 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2421 ADICET BIO INC 1,393.0 $9K +1K +1501.2% $6.81
2422 PUT TALOS ENERGY INC 600.0 $9K +200.0 +50.0% $15.76
2423 FRANKLIN XRP TRUST 644.0 $9K +630.0 +4500.0% $14.59
2424 PUT TALKSPACE INC 1,800.0 $9K +2K +1700.0% $5.17
2425 CALL KARTOON STUDIOS INC. 14,900.0 $9K +4K +40.6% $0.62
2426 CALL CHERRY HILL MTG INVT CORP 3,700.0 $9K +500.0 +15.6% $2.50
2427 CALL LIQUIDITY SVCS INC 300.0 $9K +100.0 +50.0% $30.57
2428 INVESTMENT MANAGERS SER TR I 408.0 $9K +212.0 +108.2% $22.42
2429 PUT ORION S.A. 1,400.0 $9K +100.0 +7.7% $6.50
2430 PUT VANECK MERK GOLD ETF 200.0 $9K +100.0 +100.0% $45.05
2431 CALL INSEEGO CORP 800.0 $9K +600.0 +300.0% $11.12
2432 CALL ORIC PHARMACEUTICALS INC 700.0 $9K +300.0 +75.0% $12.67
2433 QQQY TIDAL TRUST II 422.0 $9K +19.0 +4.7% $20.66 +17.2%
2434 NOAH NOAH HLDGS LTD Financial Services 875.0 $9K +860.0 +5733.3% $9.90 +1.1%
2435 CALL CONNECT BIOPHARMA HLDGS LTD 3,300.0 $9K +3K +560.0% $2.62
2436 CALL CODEXIS INC 5,300.0 $9K +100.0 +1.9% $1.63
2437 CALL LEXEO THERAPEUTICS INC 1,500.0 $9K +1K +275.0% $5.74
2438 STARZ ENTERTAINMENT CORP. 740.0 $9K +633.0 +591.6% $11.50
2439 NANR SPDR INDEX SHS FDS 99.0 $8K +51.0 +106.2% $84.00 -2.0%
2440 CALL MDU RES GROUP INC 400.0 $8K +200.0 +100.0% $20.72
Page 122 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%